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[化学分析] 20140623 ICH M7(step4):诱变性杂质评估和控制

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20140623 ICH M7(step4):诱变性杂质评估和控制(中英文1/3)  

2014-10-10 09:43:03|  分类: ICH guideline|

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ASSESSMENT AND CONTROL OF DNA REACTIVE(MUTAGENIC) IMPURITIES IN PHARMACEUTICALS TOLIMIT POTENTIAL CARCINOGENIC RISK
为限制潜在致癌风险而对药物中DNA活性(诱变性)杂质进行的评估和控制
M7
Current Step 4 version
dated 23 June 2014
This Guideline has been developed by the appropriate ICH Expert Working Group and has been subject to consultation by the regulatory parties, in accordance with the ICH Process. At Step 4 of the Process the final draft is recommended for adoption to the regulatory bodies of the European Union, Japan and USA.

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M7
Document History 文件历史
Code 文件代码
History 历史
Date 日期
M7
Approval by the Steering Committee under Step 2 and release for public consultation.
2阶段由筹委会批准,公开征求意见
6 February 2013
M7
Approval by the Steering Committee under Step 4 and recommendation for adoption to the three ICH regulatory bodies.
4阶段由筹委会批准,推荐ICH三方药监局采用
5 June 2014
Current Step 4 version 现行版本第4阶段
M7
Corrigendum to fix typographical errors and replace word “degradants” with “degradation products” throughout the document.
修正输入错误,将全文中“degradants”替换成“degradation products.
23 June 2014
Legal Notice: This document is protected by copyright and may be used, reproduced, incorporated into other works, adapted, modified, translated or distributed under a public license provided that ICH's copyright in the document is acknowledged at all times. In case of any adaption, modification or translation of the document, reasonable steps must be taken to clearly label, demarcate or otherwise identify that changes were made to or based on the original document. Any impression that the adaption, modification or translation of the original document is endorsed or sponsored by the ICH must be avoided.
The document is provided "as is" without warranty of any kind. In no event shall the ICH or the authors of the original document be liable for any claim, damages or other liability arising from the use of the document.
The above-mentioned permissions do not apply to content supplied by third parties. Therefore, for documents where the copyright vests in a third party, permission for reproduction must be obtained from this copyright holder.

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ASSESSMENT AND CONTROL OF DNA REACTIVE (MUTAGENIC) IMPURITIES IN PHARMACEUTICALS TO LIMIT POTENTIALCARCINOGENIC RISK
为限制潜在致癌风险而对药物中DNA活性(诱变性)杂质进行的评估和控制
ICH Harmonised Tripartite Guideline
ICH三方协调指南
Having reached Step 4 of the ICH Process at the ICH Steering Committee meeting on 5 June 2014, this Guideline is recommended for adoption to the three regulatory parties to ICH
TABLE OF CONTENTS
目录
1. INTRODUCTION
概述
2. SCOPE OF GUIDELINE
指南范围
3. GENERAL PRINCIPLES
通用原则
4. CONSIDERATIONS FOR MARKETED PRODUCTS
上市产品应考虑的问题
4.1 Post-Approval Changes to the Drug Substance Chemistry, Manufacturing, and Controls
批准后原料药化学、生产和质量变更
4.2 Post-Approval Changes to the Drug Product Chemistry, Manufacturing, and Controls
批准后制剂的化学、生产和质量变更
4.3 Changes to the Clinical Use of Marketed Products
上市产品临床使用变更
4.4 Other Considerations for Marketed Products
上市产品其它应考虑问题
5. DRUG SUBSTANCE AND DRUG PRODUCT IMPURITY ASSESSMENT
原料药和制剂杂质评估
5.1 Synthetic Impurities
合成杂质
5.2 Degradation Products
降解产物
5.3 Considerations for Clinical Development
临床研发要考虑的问题
6. HAZARD ASSESSMENT ELEMENTS
危害性评估要素
7. RISK CHARACTERIZATION
风险特征
7.1 TTC-based Acceptable Intakes
根据TTC制订可接受摄入量
7.2 Acceptable Intakes Based on Compound-Specific Risk Assessments
根据化合物特定风险评估制订的可接受摄入量
7.2.1 Mutagenic Impurities with Positive Carcinogenicity Data (Class 1 in Table 1)
致癌数据有利的诱变性杂质(表1中的第1类)
7.2.2 Mutagenic Impurities with Evidence for a Practical Threshold
具有实用阈值证据的诱变性杂质
7.3 Acceptable Intakes in Relation to LTL Exposure
LTL暴露相关的可接受摄入量
7.3.1 Clinical Development
临床研发
7.3.2 Marketed Products
已上市产品
7.4 Acceptable Intakes for Multiple Mutagenic Impurities
多个诱变性杂质的可接受摄入量
7.5 Exceptions and Flexibility in Approaches
方法例外情况和弹性
8. CONTROL
控制
8.1 Control of Process Related Impurities
工艺相关杂质的控制
8.2 Considerations for Control Approaches
控制方法要考虑的问题
8.3 Considerations for Periodic Testing
定期检查要考虑的问题
8.4 Control of Degradation Products
降解产物的控制
8.5 Lifecycle Management
生命周期管理
8.6 Considerations for Clinical Development
临床研发要考虑的问题
9. DOCUMENTATION
文件记录
9.1 Clinical Trial Applications
临床试验应用
9.2 Common Technical Document (Marketing Application)
通用技术文件(上市申报)
NOTES
注解
GLOSSARY
术语
REFERENCES
参考文献
APPENDICES
附录
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ASSESSMENT AND CONTROL OF DNA REACTIVE (MUTAGENIC) IMPURITIES IN PHARMACEUTICALS TO LIMIT POTENTIALCARCINOGENIC RISK
为限制潜在致癌风险而对药物中DNA活性(诱变性)杂质进行的评估和控制
1. INTRODUCTION 概述
The synthesis of drug substances involves the use of reactive chemicals, reagents, solvents, catalysts, and other processing aids. As a result of chemical synthesis or subsequent degradation, impurities reside in all drug substances and associated drug products. While ICH Q3A(R2): Impurities in New Drug Substances and Q3B(R2): Impurities in New Drug Products (Ref. 1, 2) provides guidance for qualification and control for the majority of the impurities, limited guidance is provided for those impurities that are DNA reactive. The purpose of this guideline is to provide a practical framework that is applicable to the identification, categorization, qualification, and control of these mutagenic impurities to limit potential carcinogenic risk. This guideline is intended to complement ICH Q3A(R2), Q3B(R2) (Note 1), and ICH M3(R2): Nonclinical Safety Studies for the Conduct of Human Clinical Trials and Marketing Authorizations for Pharmaceuticals (Ref. 3).
原料药合成牵涉到使用活性化学物质、试剂、溶剂、催化剂和其它工艺助剂,导致在所有原料药及其制剂中会残留有化学合成或其降解产物、杂质。在ICH Q3A(R2)新原料药中的杂质和Q3B(R2)新制剂中的杂质(参考文献12)中提供了关于主要杂质定性和控制的指南,对DNA活性杂质给出了有限的指南。本指南的目的是提供实用框架,以应用于这些诱变杂质的鉴别、分类、定性和控制,对潜在致癌风险进行控制。本指南意在补充ICH Q3A(R2)Q3B(R2)(注解1)和ICH M3(R2)药物人用临床试验和上市许可中的非临床安全性研究(参考文献3)。
This guideline emphasizes considerations of both safety and quality risk management in establishing levels of mutagenic impurities that are expected to pose negligible carcinogenic risk. It outlines recommendations for assessment and control of mutagenic impurities that reside or are reasonably expected to reside in final drug substance or product, taking into consideration the intended conditions of human use.
本指南强调在建立诱变性杂质水平时考虑安全性和质量风险管理两方面,该水平应该仅表现出可忽略不计的致癌风险。指南在考虑药物在人用时的条件下,给出了对原料药或制剂中残留或可能残留的诱变性杂质评估和控制的建议。
2. SCOPE OF GUIDELINE 指南适用范围
This document is intended to provide guidance for new drug substances and new drug products during their clinical development and subsequent applications for marketing. It also applies to post-approval submissions of marketed products, and to new marketing applications for products with a drug substance that is present in a previously approved product, in both cases only where:
本指南意在给研发期间和上市申报期间的新原料药和新制剂提供指南。它也适用于已上市药物的批准后申报,以及之前已批准上市的制剂中的同样原料药生产的另一制剂新上市申报。当上述申报符合以下情形时:
—       Changes to the drug substance synthesis result in new impurities or increased acceptance criteria for existing impurities;
—       原料药合成变更,导致产生新杂质或已有杂质可接受标准增加
—       Changes in the formulation, composition or manufacturing process result in new degradation products or increased acceptance criteria for existing degradation products;
—       配方变更、组分变更或生产工艺变更,导致产生新的降解产物或已有降解产物可接受标准增加
—       Changes in indication or dosing regimen are made which significantly affect the acceptable cancer risk level.
—       指征变更或给药方案变更,导致可接受癌症风险水平受到重大影响
Assessment of the mutagenic potential of impurities as described in this guideline is not intended for the following types of drug substances and drug products: biological/biotechnological, peptide, oligonucleotide, radiopharmaceutical, fermentation products, herbal products, and crude products of animal or plant origin.
本指南中描述的杂质潜在诱变性评估不适用于以下类型的原料药和制剂:生物/生物技术制品、肽类、寡核苷酸、放射药物、发酵产品、草药制品和动物或植物来源的粗品。
This guideline does not apply to drug substances and drug products intended for advanced cancer indications as defined in the scope of ICH S9 (Ref. 4). Additionally, there may be some cases where a drug substance intended for other indications is itself genotoxic at therapeutic concentrations and may be expected to be associated with an increased cancer risk. Exposure to a mutagenic impurity in these cases would not significantly add to the cancer risk of the drug substance. Therefore, impurities could be controlled at acceptable levels for non-mutagenic impurities.
本指南不适用于ICH S9(参考文献4)中所定义的晚期癌症指征用原料药和制剂。另外,可能会有些情况下,制剂用于其它治疗,而其自己本身在治疗浓度下就具有基因毒性,已知其会使癌症风险增加。这些情况下,暴露在具有诱变性的杂质下,不会显著增加原料药的癌症风险。因此,杂质可以被控制在非诱变性杂质的可接受水平。
Assessment of the mutagenic potential of impurities as described in this guideline is not intended for excipients used in existing marketed products, flavoring agents, colorants, and perfumes. Application of this guideline to leachables associated with drug product packaging is not intended, but the safety risk assessment principles outlined in this guideline for limiting potential carcinogenic risk can be used if warranted. The safety risk assessment principles of this guideline can be used if warranted for impurities in excipients that are used for the first time in a drug product and are chemically synthesized.
在本指南中所描述的对杂质潜在诱变性的评估不适用于已上市药物中使用的辅料、调味剂、着色剂和香料。本指南不适用于药物包材中的可浸出杂质,但指南中限制潜在致癌风险的安全风险评估原则在一定情况下是可以使用的。如果辅料是首次用于药物中,且是化学合成的,则本指南的安全风险评估原则可以适用于辅料中的杂质。
3. GENERAL PRINCIPLES 通用原则
The focus of this guideline is on DNA reactive substances that have a potential to directly cause DNA damage when present at low levels leading to mutations and therefore, potentially causing cancer. This type of mutagenic carcinogen is usually detected in a bacterial reverse mutation (mutagenicity) assay. Other types of genotoxicants that are non-mutagenic typically have threshold mechanisms and usually do not pose carcinogenic risk in humans at the level ordinarily present as impurities. Therefore to limit a possible human cancer risk associated with the exposure to potentially mutagenic impurities, the bacterial mutagenicity assay is used to assess the mutagenic potential and the need for controls. Structure-based assessments are useful for predicting bacterial mutagenicity outcomes based upon the established knowledge. There are a variety of approaches to conduct this evaluation including a review of the available literature, and/or computational toxicology assessment.
本指南关注的焦点为可与DNA反应的物质,这些物质在较低水平时也可能会直接引起DNA损伤,导致DNA诱变,从而引发癌症。这类诱变性致癌作用常被细菌逆式突变(诱变)含量检出。其它类型不具有典型诱变性的基因毒性物质则有阈值进行控制,一般以常规水平杂质出现时对人类不具有致癌风险。因此,为了限制暴露于潜在诱变性杂质可能带来的人类癌症风险,我们使用细菌诱变含量来评估诱变可能性及控制的必要性。基于结构进行的评估有助于根据已有的知识来预测细菌诱变性测试结果。有很多方法可以用于实施该评估,包括对可获得的文献资料进行审核,和/或采用计算方式进行毒性评估。
A Threshold of Toxicological Concern (TTC) concept was developed to define an acceptable intake for any unstudied chemical that poses a negligible risk of carcinogenicity or other toxic effects. The methods upon which the TTC is based are generally considered to be very conservative since they involve a simple linear extrapolation from the dose giving a 50% tumor incidence (TD50) to a 1 in 106incidence, using TD50 data for the most sensitive species and most sensitive site of tumor induction. For application of a TTC in the assessment of acceptable limits of mutagenic impurities in drug substances and drug products, a value of 1.5 μg/day corresponding to a theoretical 10-5 excess lifetime risk of cancer, can be justified. Some structural groups were identified to be of such high potency that intakes even below the TTC would theoretically be associated with a potential for a significant carcinogenic risk. This group of high potency mutagenic carcinogens referred to as the “cohort of concern”, comprises aflatoxin-like-, N-nitroso-, and alkyl-azoxy compounds.
已经建立了TTC概念,用于界定所有未经研究,但具有可忽略的致癌风险或其它毒性效果的化学品的可接受摄入量。基于TTC的方法一般被认为是非常保守的,因为它们牵涉到从给定的50%肿瘤发生率(TD50)简单线性外推到十万分之一发生率,且采用的数据是来自于最敏感物种和最敏感肿瘤部位的TD50数据。在使用TTC评估原料药和制剂中诱变性杂质的可接爱标准时,可以采用1.5μg/天对应于十万分之一生命时长患癌风险。有些结构基团被识别为具有较高的效价,因此即使摄入量低于TTC水平,从理论上来说仍会导致可能的显著癌症风险。这类具有较高效价的基团被称为“关注队列”,包括黄曲霉素类、N-亚硝基化合物,以及烷基-氧化偶氮基化合物。
During clinical development, it is expected that control strategies and approaches will be less developed in earlier phases where overall development experience is limited. This guideline bases acceptable intakes for mutagenic impurities on established risk assessment strategies. Acceptable risk during the early development phase is set at a theoretically calculated level of approximately one additional cancer per million. For later stages in development and for marketed products, acceptable increased cancer risk is set at a theoretically calculated level of approximately one in one hundred thousand. These risk levels represent a small theoretical increase in risk when compared to human overall lifetime incidence of developing any type of cancer, which is greater than 1 in 3.
在临床研发期间,如果整体研发经验有限,在早期临床阶段对控制策略和控制方法的要求会较低。本指南是在已建立的风险评估策略的基础上,制订诱变性杂质的可接受摄入量。在早期研发阶段,可接受风险是建立在患癌率约为百万分之一的理论计算水平上的。在研发后期及上市后,可接受癌症增加风险是建立在患癌率约为十万分之一的理论计算水平上的。相较于人类整个生命周期罹患各类癌症的发生率(大于三分之一),这两个不同的风险水平在理论上风险稍有增加。
It is noted that established cancer risk assessments are based on lifetime exposures. Less-Than-Lifetime (LTL) exposures both during development and marketing can have higher acceptable intakes of impurities and still maintain comparable risk levels.
已注意到所建立的患癌风险评估是根据生命周期内暴露情形的。在研发期间和上市期间低于生命周期(LTL)暴露都可能允许摄入更多杂质,仍保留一定的风险水平。
The use of a numerical cancer risk value (1 in 100,000) and its translation into risk-based doses (TTC) is a highly hypothetical concept that should not be regarded as a realistic indication of the actual risk.
使用量化患癌风险值(十万分之一),并将其转化为根据风险计算的剂量(TTC值)是一种高度假想的概念,不应作为真实风险的一种实际指标。
Nevertheless, the TTC concept provides an estimate of safe exposures for any mutagenic compound.
不管怎样,TTC概念提供了对诱变性化合物下安全暴露的一种估计方法。
However, exceeding the TTC is not necessarily associated with an increased cancer risk given the conservative assumptions employed in the derivation of the TTC value.
但是,假出在TTC值计算时采用了保守假设,超出TTC值并不一定会伴随患癌风险增加。
The most likely increase in cancer incidence is actually much less than 1 in 100,000. In addition, in cases where a mutagenic compound is a non-carcinogen in a rodent bioassay, there would be no predicted increase in cancer risk. Based on all the above considerations, any exposure to an impurity that is later identified as a mutagen is not necessarily associated with an increased cancer risk for patients already exposed to the impurity. A risk assessment would determine whether any further actions would be taken.
大多数患癌可能性实际远低于十万分之一,另外,如果有一个诱变性化合物在啮齿动物生物含量中显示为非诱变性,则预测其致癌风险不会增加。基于上述这些原因,所有暴露在之后鉴定为诱变性杂质并不一定伴随已暴露于该杂质的患者癌症风险增加。应进行风险评估来决定是否需要采取进一步行动。
Where a potential risk has been identified for an impurity, an appropriate control strategy leveraging process understanding and/or analytical controls should be developed to ensure that the mutagenic impurity is at or below the acceptable cancer risk level.
如果一个杂质被鉴定为具有潜在风险,则需要采用一个适当的控制策略来平衡工艺知识和/或分析控制,以保证诱变性杂质等于或低于可接受的癌症风险水平。
There may be cases when an impurity is also a metabolite of the drug substance. In such cases the risk assessment that addresses mutagenicity of the metabolite can qualify the impurity.
有时一种杂质可能也是药品的一种代谢产物,这时,对代谢产物的诱变性风险评估可以用于支持该杂质的质量水平。
4. CONSIDERATIONS FOR MARKETED PRODUCTS 已上市药品要考虑的问题
This guideline is not intended to be applied retrospectively (i.e., to products marketed prior to adoption of this guideline). However, some types of post-approval changes warrant a reassessment of safety relative to mutagenic impurities. This section applies to these post-approval changes for products marketed prior to, or after, the adoption of this guideline. Section 8.5 (Lifecycle Management) contains additional recommendations for products marketed after adoption of this guideline.
本指南无意回顾性地应用于在指南采纳前已上市的药物。但是,有些类型的批准后变更需要对有关的诱变性杂质安全性重新进行评估。本部分适用于在指南被采纳前后上市药品的该类批准后的变更。第8.5(生命周期管理)包括了对采纳本指南后已上市药品的其它建议。
4.1 Post-Approval Changes to the Drug Substance Chemistry, Manufacturing, and Controls 上市后变更---原料药研发、生产和控制
Post-approval submissions involving the drug substance chemistry, manufacturing, and controls should include an evaluation of the potential risk impact associated with mutagenic impurities from changes to the route of synthesis, reagents, solvents, or process conditions after the starting material. Specifically, changes should be evaluated to determine if the changes result in any new mutagenic impurities or higher acceptance criteria for existing mutagenic impurities. Reevaluation of impurities not impacted by changes is not recommended. For example, when only a portion of the manufacturing process is changed, the assessment of risk from mutagenic impurities should be limited to whether any new mutagenic impurities result from the change, whether any mutagenic impurities formed during the affected step are increased, and whether any known mutagenic impurities from up-stream steps are increased. Regulatory submissions associated with such changes should describe the assessment as outlined in Section 9.2. Changing the site of manufacture of drug substance, intermediates, or starting materials or changing raw materials supplier will not require a reassessment of mutagenic impurity risk.
批准后申报涉及原料药的研发、生产和控制应包括起始物料后的合成路线、试剂、溶剂或工艺条件变更时,诱变性杂质对潜在风险影响的评估。特别是,变更评估要确定其是否会导致任何新的诱变性杂质或已知诱变性杂质会有更高的可接受标准。不建议对不受变更影响的杂质重新进行评估。例如,如果只有一部分生产工艺发生变更,则诱变性杂质的风险评估应局限于该变更是否会产生新的诱变性杂质、在受影响的步骤中是否有诱变性杂质含升高,以及上游步骤中的已知诱变性杂质是否升高。该变更发生时提交的法规申报资料应描述9.2中所列的评估。对原料药、中间体或起始物料的生产场所的变更,或变更原料供应商则不需要对诱变性杂质风险重新进行评估。
When a new drug substance supplier is proposed, evidence that the drug substance produced by this supplier using the same route of synthesis as an existing drug product marketed in the assessor’s region is considered to be sufficient evidence of acceptable risk/benefit regarding mutagenic impurities and an assessment per this guideline is not required. If this is not the case, then an assessment per this guideline is expected.
如果拟提交一个新的原料药供应商,如有证据证明该供应商生产的原料药采用了与审评区域内已上市制剂中所用的原料药具有相同的合成路线,则足以说明关于诱变性杂质其风险/利益是可以接受的,不需要根据本指南进行评估。如果不同这样,则需要根据本指南进行评估。
4.2 Post-Approval Changes to the Drug Product Chemistry, Manufacturing, and Controls 上市后变更---制剂研发、生产和控制
Post-approval submissions involving the drug product (e.g., change in composition, manufacturing process, dosage form) should include an evaluation of the potential risk associated with any new mutagenic degradation products or higher acceptance criteria for existing mutagenic degradation products. If appropriate, the regulatory submission would include an updated control strategy. Reevaluation of the drug substance associated with drug products is not recommended or expected provided there are no changes to the drug substance. Changing the site of manufacture of drug product will not require a reassessment of mutagenic impurity risk.
上市后申报如果涉及制剂(例如、成分、生产工艺、剂型),则应包括对所有新的诱变性降解产物或已有诱变性降解产物更高的可接受标准进行评估。适当时,法规申报资料应包括对控制策略的更新。如果原料药并没有发生变更,则不建议,也不期望对制剂相关的原料药重新进行评估,制剂生产场所变更不需要对诱变性杂质风险重新进行评估。
4.3 Changes to the Clinical Use of Marketed Products 上市后药品临床使用变更
Changes to the clinical use of marketed products that can warrant a reevaluation of the mutagenic impurity limits include a significant increase in clinical dose, an increase in duration of use (in particular when a mutagenic impurity was controlled above the lifetime acceptable intake for a previous indication that may no longer be appropriate for the longer treatment duration associated with the new indication), or for a change in indication from a serious or life threatening condition where higher acceptable intakes were justified (Section 7.5) to an indication for a less serious condition where the existing impurity acceptable intakes may no longer be appropriate. Changes to the clinical use of marketed products associated with new routes of administration or expansion into patient populations that include pregnant women and/or pediatrics will not warrant a reevaluation, assuming no increases in daily dose or duration of treatment.
已上市药品的临床应用变更拒收情节包括,变更所引起的对诱变杂质限度的重新评估中会包括临床使用剂量的显著增加、用药时长的增加(特别是当根据之前的指征,将诱变性杂质控制在超出生命全程使用时可接受摄入量时,可能采用新的指征,其原定摄入量已不再适用于更长的治疗时长。)或者是指征变更是从已论述的在病情较严重或危及生命的病患状态下采用较高可接受摄入量的情况,变成不那么严重的病患情况,原有的杂质可接受摄入量可能不再适当了。如果已上市药品的临床应用变更包涵有使用新的给药途径,或扩大使用患者群,从而包括孕妇和/或小儿,假定日剂量或用药时长不增加,则无法保证重新评估符合要求。
4.4 Other Considerations for Marketed Products 已上市药物的其它需考虑问题
Application of this guideline may be warranted to marketed products if there is specific cause for concern. The existence of impurity structural alerts alone is considered insufficient to trigger follow-up measures, unless it is a structure in the cohort of concern (Section 3). However a specific cause for concern would be new relevant impurity hazard data (classified as Class 1 or 2, Section 6) generated after the overall control strategy and specifications for market authorization were established. This new relevant impurity hazard data should be derived from high-quality scientific studies consistent with relevant regulatory testing guidelines, with data records or reports readily available. Similarly, a newly discovered impurity that is a known Class 1 or Class 2 mutagen that is present in a marketed product could also be a cause for concern. In both of these cases when the applicant becomes aware of this new information, an evaluation per this guideline should be conducted.
本指南在某些特殊原因考虑时可以适用于已上市的药品。仅凭杂质存在警示结构是无法启动后续措施的,除非该结构具有队列方面的担忧(第3部分)。所谓的一种特殊顾虑原因可以是在上市产品已建立其总体控制策略和质量标准后所获得的新的相关杂质危害数据(分类为第1或和2类,第6部分)。这些新的相关杂质危害性数据所采用的研究方法应具有高质量科学性,且与相关的法规测试指南相一致,其数据记录或报告应易于获得。类似地,在已上市药品中发现一个新的杂质,且被确知属于第1类或第2类诱变性,则也属于一种特殊顾虑原因。上述两种情形下,一旦申报人知晓这些新的信息,则需要实施本指南所要求的评估。
5. DRUG SUBSTANCE AND DRUG PRODUCT IMPURITY ASSESSMENT 原料药和制剂杂质评估
Actual and potential impurities that are likely to arise during the synthesis and storage of a new drug substance, and during manufacturing and storage of a new drug product should be assessed.
实际存在和可能存在的杂质是可能在新原料药合成和存贮过程、生产过程中生成。对新制剂的存贮条件应进行评估。
The impurity assessment is a two-stage process:
杂质评估可以分为两个阶段:
—       Actual impurities that have been identified should be considered for their mutagenic potential.
—       已被鉴定的实际存在的杂质应考虑其潜在诱变性
—       An assessment of potential impurities likely to be present in the final drug substance is carried out to determine if further evaluation of their mutagenic potential is required.
—       对可能存在于原料药中的潜在杂质进行评估,以确定是否需要对其潜在诱变性进行进一步评估
The steps as applied to synthetic impurities and degradation products are described in Sections 5.1 and 5.2, respectively.
适用于合成杂质和降解产物的方法分别在第5.15.2部分进行了描述。
5.1 Synthetic Impurities 合成杂质
Actual impurities include those observed in the drug substance above the ICH Q3A reporting thresholds. Identification of actual impurities is expected when the levels exceed the identification thresholds outlined by ICH Q3A. It is acknowledged that some impurities below the identification threshold may also have been identified.
实际杂质包括原料药中超出ICH Q3A报告阈的杂质。如果杂质水平超过了ICH Q3A中所述的鉴别阈,则需要进行鉴别。有些低于鉴别阈的杂质可能也是经过鉴别的。
Potential impurities in the drug substance can include starting materials, reagents and intermediates in the route of synthesis from the starting material to the drug substance.
原料药中潜在杂质可以包括起始物料、试剂和从起始物料到原料药合成路线中的中间体,
The risk of carryover into the drug substance should be assessed for identified impurities that are present in starting materials and intermediates, and impurities that are reasonably expected by-products in the route of synthesis from the starting material to the drug substance. As the risk of carryover may be negligible for some impurities (e.g., those impurities in early synthetic steps of long routes of synthesis), a risk-based justification could be provided for the point in the synthesis after which these types of impurities should be evaluated for mutagenic potential.
应评估起始物料和中间体中的杂质,以及从起始物料到原料药的合成路线中会生成的副产物被带入原料药的风险。由于有些杂质被带入原料药的风险可以忽略(例如,很长的合成路线中较早的合成步骤中的杂质),可以提交对这些杂质在合成路线某一点时基于风险的论述。在合成路线该点之后,此类杂质需要评估其诱变可能性。
For starting materials that are introduced late in the synthesis of the drug substance (and where the synthetic route of the starting material is known) the final steps of the starting material synthesis should be evaluated for potential mutagenic impurities.
对于在原料药合成路线后期才引入的起始物料(以及如果已知起始物料的合成路线),需要评估起始物料合成的最终步骤中的潜在诱变性杂质。
Actual impurities where the structures are known and potential impurities as defined above should be evaluated for mutagenic potential as described in Section 6.
已知其结构的实际杂质和如上所述的潜在杂质应按第6部分要求评估其潜在诱变性。
5.2 Degradation Products 降解产物
Actual drug substance degradation products include those observed above the ICH Q3A reporting threshold during storage of the drug substance in the proposed long-term storage conditions and primary and secondary packaging. Actual degradation products in the drug product include those observed above the ICH Q3B reporting threshold during storage of the drug product in the proposed long-term storage conditions and primary and secondary packaging, and also include those impurities that arise during the manufacture of the drug product. Identification of actual degradation products is expected when the levels exceed the identification thresholds outlined by ICH Q3A/Q3B. It is acknowledged that some degradation products below the identification threshold may also have been identified.
原料药实际降解产物包括原料药在内包装和外包装内,在拟定的长期存贮条件下原料药存贮期间观察到的高于ICH Q3A报告阈值的物质。制剂中实际降解产物包括制剂在内包装和外包装内,在拟定的长期存贮条件下原料药存贮期间观察到的高于ICH Q3B报告阈值的物质,还包括在制剂生产过程中产生的那些杂质。如果降解产物的含量水平超过ICH Q3A/Q3B的鉴别阈,则应进行鉴别。有些低于鉴别阈值的降解产物可能也是经过鉴别的。
Potential degradation products in the drug substance and drug product are those that may be reasonably expected to form during long term storage conditions. Potential degradation products include those that form above the ICH Q3A/B identification threshold during accelerated stability studies (e.g., 40°C/75% relative humidity for 6 months) and confirmatory photo-stability studies as described in ICH Q1B (Ref. 5), but are yet to be confirmed in the drug substance or drug product under long-term storage conditions in the primary packaging.
原料药和制剂中潜在的降解产物是指经过合理推测,在长期存贮条件下可能会形成的物质。潜在降解产物包括在加速稳定性试验中(例如  40°C/75%6个月)和ICH Q1B(参考文献5)光照稳定性试验中形成的超出ICH Q3A/B的鉴别限,但在原料药和制剂内包装长期存贮条件下尚未确认的物质。
Knowledge of relevant degradation pathways can be used to help guide decisions on the selection of potential degradation products to be evaluated for mutagenicity e.g., from degradation chemistry principles, relevant stress testing studies, and development stability studies.
相关降解途径的知识有助于指导选择性地评估潜在降解产物的诱变性,例如,从降解化学原理、相关强降解试验和研发稳定性研究。
Actual and potential degradation products likely to be present in the final drug substance or drug product and where the structure is known should be evaluated for mutagenic potential as described in Section 6.
实际存在和可能存在于最终原料药或制剂中的降解产物只要知道结构,均应根据第6部分要求评估其诱变可能性。
5.3 Considerations for Clinical Development 临床研发中要考虑的问题
It is expected that the impurity assessment described in Sections 5.1 and 5.2 applies to products in clinical development. However, it is acknowledged that the available information is limited. For example, information from long term stability studies and photo-stability studies may not be available during clinical development and thus information on potential degradation products may be limited. Additionally, the thresholds outlined in ICH Q3A/B do not apply to products in clinical development and consequently fewer impurities will be identified.
要求在临床阶段应用第5.15.2部分对杂质进行评估。但是,众所周知可能获得的信息会比较有限。例如,在临床阶段可能还没有长期稳定性研究和光照稳定性试验数据,因此关于潜在降解杂质的资料可能比较有限。另外,在ICH Q3A/B中列出的阈值不适用于临床阶段的药品,因此被鉴别出的杂质会很少。
6. HAZARD ASSESSMENT ELEMENTS 危害性评估要素
Hazard assessment involves an initial analysis of actual and potential impurities by conducting database and literature searches for carcinogenicity and bacterial mutagenicity data in order to classify them as Class 1, 2, or 5 according to Table 1. If data for such a classification are not available, an assessment of Structure-Activity Relationships (SAR) that focuses on bacterial mutagenicity predictions should be performed. This could lead to a classification into Class 3, 4, or 5.
危害性分析会涉及采用数据库和诱变和细菌诱变数据文献检索启动对实际和可能杂质的分析,以根据表1将其分类为第1类、第2类或第5类。如果无法获得这样的分类数据,则应进行结构-活性关系(SAR)评估,该评估应着重关注细菌诱变性预期。这时可能会使得该杂质被分入第3类、第4类或第5类。
Table 1: Impurities Classification with Respect to Mutagenic and Carcinogenic Potential and Resulting Control Actions
Class
Definition
Proposed action for control (details in Section 7 and 8)
1
Known mutagenic carcinogens
Control at or below compound-specific acceptable limit
2
Known mutagens with unknown carcinogenic potential (bacterial mutagenicity positive*, no rodent carcinogenicity data)
Control at or below acceptable limits (appropriate TTC)
3
Alerting structure, unrelated to the structure of the drug substance: no mutagenicity data
Control at or below acceptable limits (appropriate TTC) or conduct bacterial mutagenicity assay:
If non-mutagenic = Class 5
If mutagenic = Class 2
4
Alerting structure, same alert in drug substance or compounds related to the drug substance (e.g., process intermediates) which have been tested and are non-mutagenic
Treat as non-mutagenic impurity
5
No structural alerts, or alerting structure with sufficient data to demonstrate lack of mutagenicity or carcinogenicity
Treat as non-mutagenic impurity
*Or other relevant positive mutagenicity data indicative of DNA-reactivity related induction of gene mutations (e.g., positive findings in in vivo gene mutation studies)
1:根据诱变性和致癌性及其控制措施对杂质分类
分类
定义
拟定控制措施(详见第78部分)
1
已知诱变致癌性
控制不高于化合物可接受限度
2
已知具有诱变性,致癌效应未知(细菌诱变呈阳性*,无啮齿动物致癌数据)
控制不高于可接受限度(适当的TTC
3
警示结构,与原料药结构无关,无诱变性数据
控制不高于可接受限度(适当的TTC)或检测细菌诱变含量:
如果非诱变性 = 5
如果具有诱变性 = 2
4
警示结构,与原料药或有关物质有相同警示(例如,工艺中间体),经测试为无诱变性
与非诱变性杂质同等对待
5
无警示结构,或警示结果具有充分的数据证明其不具备诱变性和致癌性
与非诱变性杂质同等对待
*或其它相关阳性诱变数据,说明与诱导基因变性的DNA反应活性(例如,体内基因诱变研究显示阳性)
A computational toxicology assessment should be performed using (Q)SAR methodologies that predict the outcome of a bacterial mutagenicity assay (Ref. 6). Two (Q)SAR prediction methodologies that complement each other should be applied. One methodology should be expert rule-based and the second methodology should be statistical-based. (Q)SAR models utilizing these prediction methodologies should follow the general validation principles set forth by the Organisation for Economic Co-operation and Development (OECD).
应采用(QSAR方法进行计算学毒性评估,预测细菌诱变含量(参考文献6)的结果。要使用两个相互补充的(QSAR预测方法。一个方法应是依据专家规则的,另一个方法则应该是统计方式的。(Q)SAR模式采用的这些预测方法应服从OECD制订的通用验证原则。
The absence of structural alerts from two complementary (Q)SAR methodologies (expert rule-based and statistical) is sufficient to conclude that the impurity is of no mutagenic concern, and no further testing is recommended (Class 5 in Table 1).
两个互补的(QSAR方法(专家规则和统计学)如果没有发现结构警示,则足以得出结论该杂质没有诱变可能,不需要做进一步的检测(表1中第5类)。
If warranted, the outcome of any computer system-based analysis can be reviewed with the use of expert knowledge in order to provide additional supportive evidence on relevance of any positive, negative, conflicting or inconclusive prediction and provide a rationale to support the final conclusion.
如果可以得到保证的话,所有基于计算机系统的分析均可以使用专家知识进行审核,以对所有阳性、阴性、相互矛盾或无法得出结论的预期之间的相关性提供额外的支持性证据,从而支持最终结论的合理性。
To follow up on a relevant structural alert (Class 3 in Table 1), either adequate control measures could be applied or a bacterial mutagenicity assay with the impurity alone can be conducted. An appropriately conducted negative bacterial mutagenicity assay (Note 2) would overrule any structure-based concern, and no further genotoxicity assessments would be recommended (Note 1). These impurities should be considered non-mutagenic (Class 5 in Table 1). A positive bacterial mutagenicity result would warrant further hazard assessment and/or control measures (Class 2 in Table 1). For instance, when levels of the impurity cannot be controlled at an appropriate acceptable limit, it is recommended that the impurity be tested in an in vivo gene mutation assay in order to understand the relevance of the bacterial mutagenicity assay result under in vivo conditions. The selection of other in vivo genotoxicity assays should be scientifically justified based on knowledge of the mechanism of action of the impurity and expected target tissue exposure (Note 3). In vivo studies should be designed taking into consideration existing ICH genotoxicity Guidelines. Results in the appropriate in vivo assay may support setting compound specific impurity limits.
在对有关的警示结构(表13类)进行确认之后,可以采用充分的控制措施,或者对该杂质单独进行细菌诱变测试。如果所得的细菌诱变测试(注2)结果为阴性,则可以推翻基于结构的疑虑,这时不建议进行进一步的基因毒性评估(注1)。这些杂质应被当作非诱变性杂质(表1中第5类)。如果细菌诱变测试为阳性,则要进行进一步的危害性分析和/或采取控制措施(表1中第2类)。例如,如果杂质的水平不能被控制在一个适当的可接受水平,则建议进行体内基因诱变测试,以搞清楚在体内环境下细菌诱变测试结果。其它体内基因毒性测试的选择也应根据杂质的反应机理和预期标靶组织暴露(注3)的知识进行科学论述。体内研究的设计应考虑已有的ICH基因毒性指南。恰当的体内测试结果可以用于支持设定特定化合物杂质的限度。
An impurity with a structural alert that is shared (e.g., same structural alert in the same position and chemical environment) with the drug substance or related compounds can be considered as non-mutagenic (Class 4 in Table 1) if the testing of such material in the bacterial mutagenicity assay was negative.
如果一种杂质具有与药用物质或相关化合物具有相似的警示结构(例如,在相同位置和相同化学环境下具有相同警示结构),且该物料的细菌诱变测试为阴性,则该杂质可以被认为是非诱变性的(表14类)。
7. RISK CHARACTERIZATION 风险定性
As a result of hazard assessment described in Section 6, each impurity will be assigned to one of the five classes in Table 1. For impurities belonging in Classes 1, 2, and 3 the principles of risk characterization used to derive acceptable intakes are described in this section.
作为第6部分所述的危害性评估的结果,每个杂质会按表1中分在5类中。本部分描述的是用于123类杂质计算可接受摄入量的风险定性原则。
7.1 TTC-based Acceptable Intakes 根据TTC计算可接受摄入量
A TTC-based acceptable intake of a mutagenic impurity of 1.5 μg per person per day is considered to be associated with a negligible risk (theoretical excess cancer risk of <1 in 100,000 over a lifetime of exposure) and can in general be used for most pharmaceuticals as a default to derive an acceptable limit for control. This approach would usually be used for mutagenic impurities present in pharmaceuticals for long-term treatment (> 10 years) and where no carcinogenicity data are available (Classes 2 and 3).
根据TTC计算可接受摄入量时,一个具有诱变性的杂质每天每人摄入1.5μg时其风险被认为是可以忽略的(终生暴露情况下理论的患癌风险小于十万分之一),可以通用于大部分药物,作为默认的可接受限度控制标准。该方法一般用于长期治疗用药物中的诱变性杂质(>10年),且没有致癌数据时(第2类和3类)。
7.2 Acceptable Intakes Based on Compound-Specific Risk Assessments 根据化合物特定风险评估计算的可接受摄入量
7.2.1 Mutagenic Impurities with Positive Carcinogenicity Data (Class 1 in Table 1) 具有阳性致癌数据的诱变杂质(表11类)
Compound-specific risk assessments to derive acceptable intakes should be applied instead of the TTC-based acceptable intakes where sufficient carcinogenicity data exist. For a known mutagenic carcinogen, a compound-specific acceptable intake can be calculated based on carcinogenic potency and linear extrapolation as a default approach. Alternatively, other established risk assessment practices such as those used by international regulatory bodies may be applied either to calculate acceptable intakes or to use already existing values published by regulatory authorities (Note 4).
如果具备足够的基因致癌性数据,则应采用对特定化合物进行风险评估的方式计算可接受摄入量,取代根据TTC所计算的可接受摄入量。对于已知具有突变致癌性的化合物,可以根据致癌可能性和线性计算可接受摄入量,这时默认采用线性外推法。对应地,其它已实施的风险评估经验,例如,被国际法规实体采用的经验,也可以用于计算可接受摄入量,或采用已由法规当局公布的值(注4)。
Compound-specific calculations for acceptable intakes can be applied case-by-case for impurities which are chemically similar to a known carcinogen compound class (class-specific acceptable intakes) provided that a rationale for chemical similarity and supporting data can be demonstrated (Note 5).
对特定化合物的可接受摄入量的计算方法可以根据实际情况应用于与已知致癌化合物在化学结构上类别较相似的杂质(按类别制订的可接受摄入量),但前提是必须证明该杂质与已知化合物化学结构相似性的合理性及具备支持性数据。
7.2.2 Mutagenic Impurities with Evidence for a Practical Threshold 有实际阈值证据的诱变性杂质
The existence of mechanisms leading to a dose response that is non-linear or has a practical threshold is increasingly recognized, not only for compounds that interact with non-DNA targets but also for DNA-reactive compounds, whose effects may be modulated by, for example, rapid detoxification before coming into contact with DNA, or by effective repair of induced damage. The regulatory approach to such compounds can be based on the identification of a No-Observed Effect Level (NOEL) and use of uncertainty factors (ICH Q3C(R5), Ref. 7) to calculate a Permissible Daily Exposure (PDE) when data are available.
大家现在越来越认识到,有一些机理说明对剂量的反应并非线性或实用阈值,不仅仅是与非DNA靶标产生作用的化合物,也包括与DNA有活性反应的化合物,其影响可能会,例如,在与DNA接触前其毒性即被快速清除,或对产生的损伤进行有效修复。针对该类化合物的合规方法可以是根据对无明显反应水平(NOEL)的鉴别,在可以获得数据的情况下,使用不确定性因子(ICH Q3CR5)参考文献7)计算允许日暴露量(PDE)。
The acceptable intakes derived from compound-specific risk assessments (Section 7.2) can be adjusted for shorter duration of use in the same proportions as defined in the following sections (Section 7.3.1 and 7.3.2) or should be limited to not more than 0.5%, whichever is lower. For example, if the compound specific acceptable intake is 15 μg/day for lifetime exposure, the less than lifetime limits (Table 2) can be increased to a daily intake of 100 μg (> 1-10 years treatment duration), 200 μg (> 1-12 months) or 1200 μg (< 1 month). However, for a drug with a maximum daily dose of, for instance, 100 mg the acceptable daily intake for the < 1 month duration would be limited to 0.5% (500 μg) rather than 1200 μg.
在短期服用时,特定化合物风险分析所获得的可接受服用量(第7.2部分)可以按以下部分所指定的比例进行调整(第7.3.17.3.2部分),或限制不超过0.1%,取低者。例如,如果一个特定化合物的可接受服用量为终生暴露期15μg/天,在短于终生时长暴露时的限度(表2)可以增加至100μg>1-10年治疗进长),200μg>1-12月)或1200μg<1个月)。但是,对于具有最大日服用剂量的药物,例如,100mg,则<1个月时长的可接受日服用剂量应受限于0.1%500μg),而不是1200μg
7.3 Acceptable Intakes in Relation to LTL Exposure LTL暴露有关的可接受摄入量
Standard risk assessments of known carcinogens assume that cancer risk increases as a function of cumulative dose. Thus, cancer risk of a continuous low dose over a lifetime would be equivalent to the cancer risk associated with an identical cumulative exposure averaged over a shorter duration.
对已知致癌物的标准风险评估假定癌症风险随着给药量的累积而增加,这样,终生以低剂量持续给药时癌症风险则与在短期内大量给药具有相同的累积暴露平均值。
The TTC-based acceptable intake of 1.5μg/day is considered to be protective for a lifetime of daily exposure. To address LTL exposures to mutagenic impurities in pharmaceuticals, an approach is applied in which the acceptable cumulative lifetime dose (1.5μg/day x 25,550 days = 38.3 mg) is uniformly distributed over the total number of exposure days during LTL exposure. This would allow higher daily intake of mutagenic impurities than would be the case for lifetime exposure and still maintain comparable risk levels for daily and non-daily treatment regimens. Table 2 is derived from the above concepts and illustrates the acceptable intakes for LTL to lifetime exposures for clinical development and marketing. In the case of intermittent dosing, the acceptable daily intake should be based on the total number of dosing days instead of the time interval over which the doses were administered and that number of dosing days should be related to the relevant duration category in Table 2. For example, a drug administered once per week for 2 years (i.e., 104 dosing days) would have an acceptable intake per dose of 20μg.
基于TTC计算的可接受日摄入量1.5μg/天被认为是在终生每日暴露情况下可以受到保护的量。在说明药品中诱变性杂质的LTL暴露量时,所采用的方法是假定可接受的累积终生剂量(1.5μg/X25,550=38.3mg)在终生摄入期间是均匀分布在这些天数中的,这样诱变性杂质的日摄入量可以高于平均终生日暴露量,而其风险水平仍与每日或非每日治疗方案相持平。表2是从上述概念得到的数据,其中写出了临床研发阶段和上市阶段终生暴露LTL下可接受摄入量数值。如果给药是间歇性的,则可接受日摄入量应根据给药总天数计算,而不是服用药物的总时间长度计算,给药天数与表2中相关时长分类有关。例如,2年期间每周服用一次的药物(即104个服药天数),其可接受摄入剂量为每剂20μg
Table 2: Acceptable Intakes for an Individual Impurity
Duration of treatment
1month
>1-12months
>1-10years
>10 years to lifetime
Total Daily intake (μg/day)
120
20
10
1.5
2:单个杂质的可接受摄入量
治疗期
1
>1-12
>1-10
>10 年到终生
日总摄入量
(μg/)
120
20
10
1.5
7.3.1 Clinical Development 临床研发
Using this LTL concept, acceptable intakes of mutagenic impurities are recommended for limited treatment periods during clinical development of up to 1 month, 1 to 12 months and more than one year up to completion of Phase 3 clinical trials (Table 2). These adjusted acceptable intake values maintain a 10-6 risk level in early clinical development when benefit has not yet been established and a 10-5risk level for later stages in development (Note 6).
采用LTL概念,诱变性杂质的可接受摄入量在临床研究中的治疗期限最高为1个月、1-12个月及长于1年直到完成3期临床试验(表2)。对可接受摄入值的调节在其受益水平尚未不可知时,保持早期临床风险水平为百万分之一,后期临床为十万分之一。
An alternative approach to the strict use of an adjusted acceptable intake for any mutagenic impurity could be applied for Phase 1 clinical trials for dosing up to 14 days. For this approach, only impurities that are known mutagenic carcinogens (Class 1) and known mutagens of unknown carcinogenic potential (Class 2), as well as impurities in the cohort of concern chemical class, should be controlled (see Section 8) to acceptable limits as described in Section 7. All other impurities would be treated as non-mutagenic impurities. This includes impurities which contain structural alerts (Class 3), which alone would not trigger action for an assessment for this limited Phase 1 duration.
所有诱变性杂质经过调整的可接受摄入量严格用法的替代方式可以应用于长达14天的一期临床试验阶段。采用该方法时,只有已知诱变性致癌(1类)杂质和致癌性未知的已知诱变物(2类),以及被列入关注化学类别中的杂质要控制(参见第8部分)在第7部分的可接受限度内。所有其它杂质可以作为非诱变性杂质对待,其中包括含有警示结构(3类)的杂质。仅仅只是含有警示结构不需要在一期临床试验期间进行评估。
7.3.2 Marketed Products 已上市药物
The treatment duration categories with acceptable intakes in Table 2 for marketed products are intended to be applied to anticipated exposure durations for the great majority of patients. The proposed intakes along with various scenarios for applying those intakes are described in Table 4, Note 7. In some cases, a subset of the population of patients may extend treatment beyond the marketed drugs categorical upper limit (e.g., treatment exceeding 10 years for an acceptable intake of 10 μg/day, perhaps receiving 15 years of treatment). This would result in a negligible increase (in the example given, a fractional increase to 1.5/100,000) compared to the overall calculated risk for the majority of patients treated for 10 years.
已上市药品的治疗时长分类与可接受摄入量在表2中列中。它可以用来预计绝大部分患者的暴露时长。所拟的摄入量与使用这些摄入量的不同情景在表47中已有说明。在有些情况下,患者中一部分人群可能会延长治疗时长,超出上市药物分类的上限(例如,可接受摄入量为10μg/天的药物治疗超出10年,可能会接受15年治疗)。与按绝大部分患者治疗10年计算出的整体风险相比,延长治疗时长导致的风险增加(如上例,增加比例为1.5/100000)可以忽略。
7.4 Acceptable Intakes for Multiple Mutagenic Impurities 多个诱变性杂质可接受摄入量
The TTC-based acceptable intakes should be applied to each individual impurity. When there are two Class 2 or Class 3 impurities, individual limits apply. When there are three or more Class 2 or Class 3 impurities specified on the drug substance specification, total mutagenic impurities should be limited as described in Table 3 for clinical development and marketed products.
根据TTC制订的可接受摄入量要用单独应用于各个杂质。如果有两个2类或3类杂质,则限度是针对单个杂质的。如果原料药质量标准中有3个或更多3类或3类杂质,临床研发和已上市药品中的总诱变性杂质应根据表3所列进行限制。
For combination products each active ingredient should be regulated separately.
对于复方药品,每个活性成分要分别规定。
Table 3: Acceptable Total Daily Intakes for Multiple Impurities
Duration of treatment
1month
>1-12months
>1-10years
>10 years to lifetime
Total Daily intake (μg/day)
120
60
30
5
3: 多个杂质的可接受日总摄入量
治疗期
1
>1-12
>1-10
>10 年到终生
日总摄入量
(μg/)
120
60
30
5
Only specified Class 2 and 3 impurities on the drug substance specification are included in the calculation of the total limit. However, impurities with compound-specific or class-related acceptable intake limits (Class 1) should not be included in the total limits of Class 2 and Class 3 impurities. Also, degradation products which form in the drug product would be controlled individually and a total limit would not be applied.
在原料药质量标准中,只有列出的2类和3类杂质才会被包括在总限度计算中,而特定化合物或按可接受摄入限度分类(第1类)的杂质不应计入第2类和第3类杂质总限度。还有,原料药中形成的降解产物要单独控制,不能计入总限度。
7.5 Exceptions and Flexibility in Approaches 方法特例和灵活性
? Higher acceptable intakes may be justified when human exposure to the impurity will be much greater from other sources e.g., food, or endogenous metabolism (e.g., formaldehyde).
如果人们暴露于其它杂质其它来源,如,食品或内源性代谢物(例如甲醛) 的可能性非常大,则可以考虑判定较高的可接受摄入量。
? Case-by-case exceptions to the use of the appropriate acceptable intake can be justified in cases of severe disease, reduced life expectancy, late onset but chronic disease, or with limited therapeutic alternatives.
使用适当的可接受摄入量可以用于以下各案例外情况:病情严重、降低生命期望、发病迟但长期疾病,或其它治疗方法有限的情况。
? Compounds from some structural classes of mutagens can display extremely high carcinogenic potency (cohort of concern), i.e., aflatoxin-like-, N-nitroso-, and alkyl-azoxy structures. If these compounds are found as impurities in pharmaceuticals, acceptable intakes for these high-potency carcinogens would likely be significantly lower than the acceptable intakes defined in this guideline. Although the principles of this guideline can be used, a case-by-case approach using e.g., carcinogenicity data from closely related structures, if available, should usually be developed to justify acceptable intakes for pharmaceutical development and marketed products.
有些诱变结构类别的化合物可能会显示出非常高的诱变性(关注的队列),例如,黄曲霉毒素类、N-亚硝基化合物、以及烷基-氧化偶氮结构。如果在药物的杂质中存在杂质是这样的化合物,则这些高效价诱变物的可接受摄入量很可能要显著低于本指南中定义的可接受摄入量。尽管如果,也还是能使用本指南的原则,一般要研究一种针对各案采用,例如,已有的近似的相关结构的基因致癌数据,的方法来判定药品研发和上市药品中的可接受摄入量。
The above risk approaches described in Section 7 are applicable to all routes of administration and no corrections to acceptable intakes are generally warranted. Exceptions to consider may include situations where data justify route-specific concerns that should be evaluated case-by-case. These approaches are also applicable to all patient populations based upon the conservative nature of the risk approaches being applied.
在第7部分中所描述的上述风险方法可以应用于所有摄入途径,不需要修正可接受摄入量。对例外情况的考虑可能包括需要各案评价的特定摄入途径数据判定。由于所采用的风险方法是较为保守的,因此这些方法也适用于所有患者人群,
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 楼主| 静悄悄 发表于 2014-10-10 16:48:32 | 只看该作者
20140623 ICH M7(step4):诱变性杂质评估和控制(中英文2/3)  

2014-10-10 09:46:41|  分类: ICH guideline|


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8. CONTROL 控制
A control strategy is a planned set of controls, derived from current product and process understanding that assures process performance and product quality (ICH Q10, Ref. 8). A control strategy can include, but is not limited to, the following:
控制策略是指从现行产品和工艺知识中获得的,保证工艺性能和产品质量的一套有计划的控制方法。一个控制策略可以包括,但不限于以下:
—       Controls on material attributes (including raw materials, starting materials, intermediates, reagents, solvents, primary packaging materials);
—       物料特性控制(包括原料、起始物料、中间体、试剂、溶剂、内包材)
—       Facility and equipment operating conditions;
—       设施和设备操作条件
—       Controls implicit in the design of the manufacturing process;
—       生产工艺设计中的控制内涵
—       In-process controls (including in-process tests and process parameters);
—       中控(包括中控检测和工艺参数)
—       Controls on drug substance and drug product (e.g., release testing).
—       原料药和制剂控制(例如,放行检测)
When an impurity has been characterized as Classes 1, 2, or 3 in Table 1, it is important to develop a control strategy that assures that the level of this impurity in the drug substance and drug product is below the acceptable limit. A thorough knowledge of the chemistry associated with the drug substance manufacturing process, and of the drug product manufacturing process, along with an understanding of the overall stability of the drug substance and drug product is fundamental to developing the appropriate controls. Developing a strategy to control mutagenic impurities in the drug product is consistent with risk management processes identified in ICH Q9 (Ref. 9). A control strategy that is based on product and process understanding and utilisation of risk management principles will lead to a combination of process design and control and appropriate analytical testing, which can also provide an opportunity to shift controls upstream and minimize the need for end-product testing.
如果一个杂质已根据表1进行了定性分类为123类,则研究一种控制策略来保证该杂质在原料药和制剂中存在的水平低于可接受限度是很重要的。在建立适当的控制策略时,对原料工生产工艺的化学方面的深入理解、对制剂生产工艺的了解、对原料药和制剂全面稳定性的了解是很必要的。建立一种策略来控制原料药中的诱变性杂质是与ICH Q9(参考文献9)中定义的风险管理过程相一致的。控制策略应该是根据对产品和工艺的理解,利用风险管理原则进行综合的工艺设计和控制,以及适当的分析检测。这也能提供一个机会来转移对上游进行控制,并将最终产品检测的必要性降至最小。
8.1 Control of Process Related Impurities 工艺相关杂质的控制
There are 4 potential approaches to development of a control strategy for drug substance:
4种方法可供选择用作原料药控制策略:
Option 1 1种方法
Include a test for the impurity in the drug substance specification with an acceptance criterion at or below the acceptable limit using an appropriate analytical procedure.
在原料药质量标准中加入杂质检测并制订质量标准,标准不高于采用适当的分析方法时的可接受限度。
For an Option 1 control approach, it is possible to apply periodic verification testing per ICH Q6A (Ref. 10). Periodic verification testing is justified when it can be shown that levels of the mutagenic impurity in the drug substance are less than 30% of the acceptable limit for at least 6 consecutive pilot scale or 3 consecutive production scale batches. If this condition is not fulfilled, a routine test in the drug substance specification is recommended. See Section 8.3 for additional considerations.
根据ICH Q6A(参考文献 10),方法1控制方式可以适用定期检测。如果原料药中的诱变性杂质在至少6个连续的中试批次或3个连续的生产批次中,测得结果均低于可接受限度的30%,则可以论述进行定期检测。如果不满足该条件,则建议对原料药进行常规检测。参见8.3中更多考虑因素。
Option 2 2种方法
Include a test for the impurity in the specification for a raw material, starting material or intermediate, or as an in-process control, with an acceptance criterion at or below the acceptable limit using an appropriate analytical procedure.
在原料、起始物料或中间体的质量标准中包括对杂质的检测,或作为中控检测,同时制订可接受标准,或采用适当的分析方法,将杂质控制在可接受限度以下。
Option 3 3种方法
Include a test for the impurity in the specification for a raw material, starting material or intermediate, or as an in-process control, with an acceptance criterion above the acceptable limit of the impurity in the drug substance, using an appropriate analytical procedure coupled with demonstrated understanding of fate and purge and associated process controls that assure the level in the drug substance is below the acceptable limit without the need for any additional testing later in the process.
在原料、起始物料或中间体的质量标准中包括对杂质的检测,或作为中控检测,同时制订一个高于原料药中可接受限度的质量标准,采用适当的分析方法,配合经过证明杂质致命知识,杂质在后续工艺中被清除的知识,并对后续工艺进行控制,保证原料药中的该杂质残留水平低于可接受限度,而不需要在后续工艺中再行检测。
This option can be justified when the level of the impurity in the drug substance will be less than 30% of the acceptable limit by review of data from laboratory scale experiments (spiking experiments are encouraged) and where necessary supported by data from pilot scale or commercial scale batches. See Case Examples 1 and 2. Alternative approaches can be used to justify Option 3.
当实验室级试验(鼓励采用加样试验)数据,必要时可以采用中试生产或商业批次数据加以支持,显示原料药中杂质水平低于可接受限度的30%时,可以采用该方法。
Option 4 4种方法
Understand process parameters and impact on residual impurity levels (including fate and purge knowledge) with sufficient confidence that the level of the impurity in the drug substance will be below the acceptable limit such that no analytical testing is recommended for this impurity. (i.e., the impurity does not need to be listed on any specification).
对工艺参数和残留杂质水平(包括致命性和清除知识)影响有了解,确信原料药中的杂质一定会低于可接受限度,此时,建议该杂质不需要进行分析测试(例如,不需要将杂质列在任何质量标准中)。
A control strategy that relies on process controls in lieu of analytical testing can be appropriate if the process chemistry and process parameters that impact levels of mutagenic impurities are understood and the risk of an impurity residing in the final drug substance above the acceptable limit is determined to be negligible. In many cases justification of this control approach based on scientific principles alone is sufficient. Elements of a scientific risk assessment can be used to justify an option 4 approach. The risk assessment can be based on physicochemical properties and process factors that influence the fate and purge of an impurity including chemical reactivity, solubility, volatility, ionizability and any physical process steps designed to remove impurities. The result of this risk assessment might be shown as an estimated purge factor for clearance of the impurity by the process (Ref. 11). Option 4 is especially useful for those impurities that are inherently unstable (e.g., thionyl chloride that reacts rapidly and completely with water) or for those impurities that are introduced early in the synthesis and are effectively purged.
如果生产工艺的化学特性和工艺参数对诱变杂质的影响水平是已知的,并且最终原料药中杂质残留超出可接受限度的风险已经评估并认为是可以忽略的,那么可以采用对工艺的控制来取代采用分析方法控制。在很多情况下,只需要根据科学原理对该控制方法进行论述就可以了。科学风险评估要素可以用来论证第4种方法。可以根据对杂质去向和消除产生影响的理化特性和工艺因素,包括化学反应性、溶解性、挥发性、离解性和所有用于去除杂质的物理处理步骤进行风险评估。该风险评估的结果可以用来作为杂质被工艺所清除的预估因子(参考文献 11)。第4种方法特别适用于那些本质上来说就不稳定的杂质(例如 ,亚硫酰氯,与水迅速完全反应),以及那些在合成路线早期引入,但已被有效清除的杂质。
In some cases an Option 4 approach can be appropriate when the impurity is known to form, or is introduced late in the synthesis, however process-specific data should then be provided to justify this approach.
有些情况下,如果已经知道杂质是在合成后期引入或形成的,则也可以采用第4种方法,但这时,需要提交与工艺相关的数据来论述该方法的合理性。
8.2 Considerations for Control Approaches 控制方法要考虑的问题
For Option 4 approaches where justification based on scientific principles alone is not considered sufficient, as well as for Option 3 approaches, analytical data to support the control approach is expected. This could include as appropriate information on the structural changes to the impurity caused by downstream chemistry (“fate”), analytical data on pilot scale batches, and in some cases, laboratory scale studies with intentional addition of the impurity (“spiking studies”). In these cases, it is important to demonstrate that the fate/purge argument for the impurity is robust and will consistently assure a negligible probability of an impurity residing in the final drug substance above the acceptable limit. Where the purge factor is based on developmental data, it is important to address the expected scale-dependence or independence. In the case that the small scale model used in the development stage is considered to not represent the commercial scale, confirmation of suitable control in pilot scale and/or initial commercial batches is generally appropriate. The need for data from pilot/commercial batches is influenced by the magnitude of the purge factor calculated from laboratory or pilot scale data, point of entry of the impurity, and knowledge of downstream process purge points.
采用第4种方法时,如果与第3种方法一样仅仅根据科学原理来进行论述是不够充分的,这时需要提交分析数据来支持控制方法。提交的资料可以包括在后续化学反应中杂质的结构变化(去向)、中试批次分析数据,以及有些情况下可以包括实验室级别研究中有意加入杂质(加标研究)。在这些情况中,重点是要证明该杂质的去向/清除论证是严谨的,能够持续地保证杂质在最终原料药中残留量超过可接受限度的可能性可以忽略。如果清除因子是根据研发数据来计算的,则重点需要说明所期望的放大效应或与放大不相关。如果用于研发阶段的小规模模型被认为不能代表商业规模,则一般需要确认中试规模和/或初始商业批次中所用的控制是适当的。所需提交的中试/商业批次数据根据实验室级别或中试级别数据、杂质产生点和后续工艺清除点计算所得的清除因子的级别不同而不同,
If Options 3 and 4 cannot be justified, then a test for the impurity on the specification for a raw material, starting material or intermediate, or as an in-process control (Option 2) or drug substance (Option 1) at the acceptable limit should be included. For impurities introduced in the last synthetic step, an Option 1 control approach would be expected unless otherwise justified.
如果不能采用第3种和第4种方法,则申报资料中应包括根据原料、起始物料或中间体质量标准对杂质进行的检测,或中控(第2种方法)或原料药(第4种方法)在可接受限度水平所进行的测试。对于在较后合成步骤中引入的杂质,除另有论述外,应采用第1种控制方法。
The application of “As Low As Reasonably Practicable” (ALARP) is not necessary if the level of the mutagenic impurity is below acceptable limits. Similarly, it is not necessary to demonstrate that alternate routes of synthesis have been explored.
如果诱变性杂质的水平低于可接受限度,则不需要应用“与合理并可行水平一样低(ALARP)”原则。类似地,也不需要证明已摸索过可替代的合成路线。
In cases where control efforts cannot reduce the level of the mutagenic impurity to below the acceptable limit and levels are ALARP, a higher limit may be justified based on a risk/benefit analysis.
如果各种控制的努力仍不能将诱变性杂质的水平降低至可接受限度以下,而杂质水平是ALARP,可以根据风险/利益分析来制订一个更高的限度。
8.3 Considerations for Periodic Testing 定期检测要考虑的问题
The above options include situations where a test is recommended to be included in the specification, but where routine measurement for release of every batch may not be necessary. This approach, referred to as periodic or skip testing in ICH Q6A could also be called “Periodic Verification Testing.” This approach may be appropriate when it can be demonstrated that processing subsequent to impurity formation/introduction clears the impurity. It should be noted that allowance of Periodic Verification Testing is contingent upon use of a process that is under a state of control (i.e., produces a quality product that consistently meets specifications and conforms to an appropriately established facility, equipment, processing, and operational control regimen). If upon testing, the level of the mutagenic impurity fails to meet the acceptance criteria established for the periodic test, the drug producer should immediately commence full testing (i.e., testing of every batch for the attribute specified) until the cause of the failure has been conclusively determined, corrective action has been implemented, and the process is again documented to be in a state of control. As noted in ICH Q6A, regulatory authorities should be notified of a periodic verification test failure to evaluate the risk/benefit of previously released batches that were not tested.
上述这些方法包括了在质量标准中要包含推荐方法的情形,但不一定需要对每批均进行放行例行测试。这种方法在ICH Q6A中被称为定期检测或间隔检测,也可以称为“定期确认性测试”。如果能证明杂质形成/引入之后的工艺能清除杂质的话,该方法也是恰当的。要注意的是,是否允许使用定期确认性测试依控制状态下的工艺使用而不同(即,生产出的产品质量能持续满足质量标准,采用适当的设施、设备、工艺和操作控制方案)。如果检测结果显示,诱变性杂质的水平无法符合定期测试所建立的可接受标准,则药品生产商要立即实施全检(即,对每个批次的所指属性进行检测)直至找出超标的原因、实施了纠正措施,并且所记录的工艺重新处于受控状态。正如ICH Q6A中所注,如果定期确认性测试失败,则要通知法规当局,以对之前未进行检测的批次进行风险/利益评估。
8.4 Control of Degradation Products 降解产物的控制
For a potential degradation product that has been characterized as mutagenic, it is important to understand if the degradation pathway is relevant to the drug substance and drug product manufacturing processes and/or their proposed packaging and storage conditions. A well-designed accelerated stability study (e.g., 40°C/75% relative humidity, 6 months) in the proposed packaging, with appropriate analytical procedures is recommended to determine the relevance of the potential degradation product. Alternatively, well designed kinetically equivalent shorter term stability studies at higher temperatures in the proposed commercial package may be used to determine the relevance of the degradation pathway prior to initiating longer term stability studies. This type of study would be especially useful to understand the relevance of those potential degradation products that are based on knowledge of potential degradation pathways but not yet observed in the product.
对于已经定性为具有诱变性的潜在降解杂质,一定要知晓该降解途径是否与原料药和制剂的生产工艺和/或其所拟的包装和存贮条件有关。建议采用一个设计良好的加速稳定性试验(例如,40/75%6个月),采用所拟的包装形式、采用适当的分析方法来确定潜在降解产物的相关性。也可以采用一个设计良好的动力学等效,但时间更短温度更高的稳定性试验,来针对所拟的商业包装进行试验,在开始长期稳定性试验前确定降解途径相关性。这类研究对于知晓根据潜在降解途径知识,但在产品中未发现的潜在降解产物的相关性尤其有用。
Based on the result of these accelerated studies, if it is anticipated that the degradation product will form at levels approaching the acceptable limit under the proposed packaging and storage conditions, then efforts to control formation of the degradation product is expected. In these cases, monitoring for the drug substance or drug product degradation product in long term primary stability studies at the proposed storage conditions (in the proposed commercial pack) is expected unless otherwise justified. Whether or not a specification limit for the mutagenic degradation product is appropriate will generally depend on the results from these stability studies.
根据这些加速试验的结果,如果所预料的降解产物在所拟包装和存贮条件下形成,且接近可接受限度,则应采取措施控制降解产物的形成。这种情况下,除另有论述外,应监控采用所拟存贮条件(采用所拟商业包装)长期稳定性试验中原料药或制剂的质量。该诱变性降解产物的质量标准限度是否适当一般是取决于这些稳定性研究的结果。
If it is anticipated that formulation development and packaging design options are unable to control mutagenic degradation product levels to less than the acceptable limit and levels are as low as reasonably practicable, a higher limit can be justified based on a risk/benefit analysis.
如果预料制剂研发和包装设计选择不能控制诱变性降解产物水平低于可接受限度,而处于ALARP水平,则可以根据风险/利益分析确定一个更高的限度。
8.5 Lifecycle Management 生命周期管理
This section is intended to apply to those products approved after the issuance of this guideline.
本部分适用于本指南颁发后批准的药品。
The quality system elements and management responsibilities described in ICH Q10 are intended to encourage the use of science-based and risk-based approaches at each lifecycle stage, thereby promoting continual improvement across the entire product lifecycle. Product and process knowledge should be managed from development through the commercial life of the product up to and including product discontinuation.
ICH Q10中所述的质量体系要素和管理职责意在鼓励在生命周期各阶段使用基于科学和基于风险的方法,从而在整个产品生命周期中促进持续改进。产品和工艺知识应从研发阶段开始进行管理,贯穿产品的整个商业化生命期间,直到产品退市。
The development and improvement of a drug substance or drug product manufacturing process usually continues over its lifecycle. Manufacturing process performance, including the effectiveness of the control strategy, should be periodically evaluated. Knowledge gained from commercial manufacturing can be used to further improve process understanding and process performance and to adjust the control strategy.
对原料药和制剂的生产工艺的研发和改进一般会在其整个生命周期中持续。生产工艺性能,包括控制策略的有效性,应定期进行评估。在商业化生产中所获得的知识可以用于进一步促进对工艺的了解,改进工艺表现,以及调整控制策略。
Any proposed change to the manufacturing process should be evaluated for the impact on the quality of drug substance and drug product. This evaluation should be based on understanding of the manufacturing process and should determine if appropriate testing to analyze the impact of the proposed changes is required. Additionally, improvements in analytical procedures may lead to structural identification of an impurity. In those cases the new structure would be assessed for mutagenicity as described in this guideline.
对生产工艺拟定任何变更时,均应评估其对原料药和制剂质量产生的影响。该评估应根据对生产工艺的理解,决定是否需要对所拟变更进行分析测试。另外,分析方法的改进可能会引起对杂质结构的鉴别。在这种情况下,对新结构需要按本指南的要求进行诱变性评估。
Throughout the lifecycle of the product, it will be important to reassess if testing is recommended when intended or unintended changes occur in the process. This applies when there is no routine monitoring at the acceptable limit (Option 3 or Option 4 control approaches), or when applying periodic rather than batch-by-batch testing. This testing should be performed at an appropriate point in the manufacturing process.
在药品的整个生命周期中,如果对工艺进行了计划内或计划外的变更,对检测是否适当进行再次评估是很重要的。这适用于未进行可接受限度常规监控的情况(第3种或第4种控制方法),以及采用定期测试而不是每批测试时。该测试应在生产过程中适当的工艺点实施。
In some cases, the use of statistical process control and trending of process measurements can be useful for continued suitability and capability of processes to provide adequate control on the impurity. Statistical process control can be based on process parameters that influence impurity formation or clearance, even when that impurity is not routinely monitored (e.g., Option 4).
在有些情况下,使用统计学过程控制和趋势分析可能会对工艺的持续性和产能有用,它可以对杂质进行充分的控制。即使并没有对杂质进行常规监控(例如方法4),统计学工艺控制也可以基于对杂质形成或清除有影响的工艺参数进行。
All changes should be subject to internal change management processes as part of the quality system (ICH Q10). Changes to information filed and approved in a dossier should be reported to regulatory authorities in accordance with regional regulations and guidelines.
所有变更均应按质量体系(ICH Q10)中内部变更管理流程进行控制。对被批准的申报资料中的内容进行的变更应根据当地法规和指南要求向法规当局进行报告。
8.6 Considerations for Clinical Development 临床研发要考虑的问题
It is recognized that product and process knowledge increases over the course of development and therefore it is expected that data to support control strategies in the clinical development trial phases will be less than at the marketing registration phase. A risk-based approach based on process chemistry fundamentals is encouraged to prioritize analytical efforts on those impurities with the highest likelihood of being present in the drug substance or drug product. Analytical data may not be expected to support early clinical development when the likelihood of an impurity being present is low, but in a similar situation analytical data may be appropriate to support the control approach for the marketing application. It is also recognized that commercial formulation design occurs later in clinical development and therefore efforts associated with drug product degradation products will be limited in the earlier phases.
大家都认识到,产品和工艺知识是随着研发进程而增长的,因此,在临床研发试验阶段用于支持控制策略的数据肯定会比上市注册阶段要少。在此鼓励根据化学工艺基础知识来建立一种基于风险的方法,将最可能出现在原料药或制剂中的杂质进行优先分析。如果一种杂质出现的可能性很低的话,分析数据可能无法用于支持早期临床研发,但在类似情形下,分析数据可以用于支持上市申报的控制方法。大家也认识到,商业化配方是在临床研发后期才设计的,因此在早期对原料药的降解产物的研究会比较有限。
9. DOCUMENTATION 文件记录
Information relevant to the application of this guideline should be provided at the following stages:
本指南中与申报相关的资料应在以下阶段提供:
9.1 Clinical Trial Applications 临床试验申报
? It is expected that the number of structures assessed for mutagenicity, and the collection of analytical data will both increase throughout the clinical development period.
预期诱变性的结构评估数量、分析数据均会在临床研发期间不断增加。
? For Phase 1 studies of 14 days or less a description of efforts to mitigate risks of mutagenic impurities focused on Class 1, and Class 2 impurities and those in the cohort of concern as outlined in Section 7 should be included. For Phase 1 clinical trials greater than 14 days and for Phase 2a clinical trials additionally Class 3 impurities that require analytical controls should be included.
14天或更短的一期临床中,要包括努力降低诱变杂质,主要是1类和2类杂质及第7部分所列的关注队列中杂质的风险所采取的措施的描述。在长于14天的一期临床试验,和2a期临床试验中,要求包括对需要进行分析控制的第3类杂质。
? For Phase 2b and Phase 3 clinical development trials, a list of the impurities assessed by (Q)SAR should be included, and any Class 1, 2 or 3 actual and potential impurities should be described along with plans for control. The in silico (Q)SAR systems used to perform the assessments should be described. The results of bacterial mutagenicity tests of actual impurities should be reported.
对于2b期和3期临床试验,要包括一份(QSAR评估的杂质清单,所有1类、2类和3类急笥和潜在杂质要与控制计划一起提交。要描述用于评估的电子(QSAR系统。要报告实际杂质细菌诱变测试的结果。
? Chemistry arguments may be appropriate instead of analytical data for potential impurities that present a low likelihood of being present as described in Section 8.6.
对于存在可能性很低的潜在杂质,如第8.6所述采用化学讨论来替代分析数据也是可以的。
9.2 Common Technical Document (Marketing Application) 上市申报CTD文件
? For actual and potential process related impurities and degradation products where assessments according to this guideline are conducted, the mutagenic impurity classification and rationale for this classification should be provided:
如果根据本指南对实际和可能的工艺相关杂质和降解产物进行了评估,则应提供诱变性杂质分类及该分类的理由:
l         This would include the results and description of in silico (Q)SAR systems used, and as appropriate, supporting information to arrive at the overall conclusion for Class 4 and 5 impurities.
l         应包括所采用的电子(Q)SAR系统的结果和描述,适当时,还要提交支持性资料以得出4类和5类杂质的总体结论。
l         When bacterial mutagenicity assays were performed on impurities, study reports should be provided for bacterial mutagenicity assays on impurities.
l         如果对杂质进行了细菌诱变测试,要提交该测试研究报告。
? Justification for the proposed specification and the approach to control should be provided (e.g., ICH Q11 example 5b, Ref. 12). For example, this information could include the acceptable intake, the location and sensitivity of relevant routine monitoring. For Option 3 and Option 4 control approaches, a summary of knowledge of the purge factor, and identification of factors providing control (e.g., process steps, solubility in wash solutions, etc.) is important.
要提交所拟质量标准的论证,及用以控制杂质的方法(例如,ICH Q115b,参考文件12)。例如,该信息可以包括可接受摄入量、相关常规监控的位置和灵敏度。对于第3种控制方法和第4种控制方法,挤压系数和提供控制的因素的识别(例如,工艺步骤、洗液中的溶解度等)的知识总结很重要。
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 楼主| 静悄悄 发表于 2014-10-10 16:49:44 | 只看该作者
20140623 ICH M7(step4):诱变性杂质评估和控制(中英文3/3)  

2014-10-10 09:47:33|  分类: ICH guideline|


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NOTES
Note 1 The ICH M7 Guideline recommendations provide a state-of-the-art approach for assessing the potential of impurities to induce point mutations and ensure that such impurities are controlled to safe levels so that below or above the ICH Q3A/B qualification threshold no further qualification for mutagenic potential is required. This includes the initial use of (Q)SAR tools to predict bacterial mutagenicity. In cases where the amount of the impurity exceeds 1 mg daily dose for chronic administration, evaluation of genotoxic potential as recommended in ICH Q3A/B could be considered. In cases where the amount of the impurity is less than 1 mg, no further genotoxicity testing is required regardless of other qualification thresholds.
1    ICH M7指南中的建议提供了一种理想的方法来评估杂质诱发点诱变的可能性,保证这样的杂质被控制在安全水平,这样在低于或高于ICH Q3A/B定性阈时不需要进一步对诱变可能性进行确证。这包括了开始时使用(QSAR工具预测细菌诱变性。如果在长期摄入时杂质日摄入量超出1mg,则要考虑ICH Q3A/B中建议的潜在基因毒性评估。如果杂质量量少小1mg,即使超出定性阈,也不需要进行进一步的基因毒性测试。
Note 2  To assess the mutagenic potential of impurities, a single bacterial mutagenicity assay can be carried out with a fully adequate protocol according to ICH S2(R1) and OECD 471 guidelines (Ref. 13 and 14). The assays are expected to be performed in compliance with Good Laboratory Practices (GLP) regulations; however, lack of full GLP compliance does not necessarily mean that the data cannot be used to support clinical trials and marketing authorizations. Such deviations should be described in the study report. For example, the test article may not be prepared or analyzed in compliance with GLP regulations. In some cases, the selection of bacterial tester strains may be limited to those proven to be sensitive to the identified alert. For impurities that are not feasible to isolate or synthesize or when compound quantity is limited, it may not be possible to achieve the highest test concentrations recommended for an ICH-compliant bacterial mutagenicity assay according to the current testing guidelines. In this case, bacterial mutagenicity testing could be carried out using a miniaturized assay format with proven high concordance to the ICH-compliant assay to enable testing at higher concentrations with justification.
2  为了对杂质的潜在诱变性进行评估,要根据ICH S2(R1)OECD 471指南(参考文献 1314)制订全面充分的方案实施单一细菌诱变性测试。测试应符合GLP规范,但是,没有完全符合GLP并不一定表示数据不能用于支持临床试验和上市许可。该偏差可以在研究报告中进行描述。例如,测试对象的制备和分析可能不符合GLP规范要求。在有些情况下,对检测用细菌菌株的选择可能受到限制,只能使用那些经证明对鉴别出的警示敏感的菌。对于不易分离或合成的杂质,或化合物数量有限时,可能无法达到符合ICH推荐的根据目前测试指南所要求的最高测试浓度。这种情况下,细菌诱变性测试可以采用小型测试方式,被证实能较好符合ICH测试要求的方法在较高的浓度下进行测试,并同时进行论证。
Note 3 Tests to Investigate the in vivo Relevance of in vitro Mutagens (Positive Bacterial Mutagenicity)
In vivo test
Factors to justify choice of test as fit-for-purpose
Transgenic mutation assays
l         For any bacterial mutagenicity positive. Justify selection of assay tissue/organ.
Pig-a assay (blood)
l         For directly acting mutagents (bacterial mutagenicity positive without S9)*
Micronucleus test (blood or bone marrow)
l         For directly acting mutagens (bacterial mutagenicity positive without S9) and compounds known to be clastogenic*
Rat liver Unscheduled DNA Synthesis (UDS) test
l         In particular for bacterial mutagenicity positive with S9 only
l         Responsible liver metabolite known
n         To be generated in test species used
n         To induce bulky adducts
Comet assay
l         Justification needed (chemical class specific mode of action to form alkaline labile sites or single-strand breaks as preceding DNA damage that can potentially lead to mutations
l         Justify selection of assay tissue/organ
Others
l         With convincing justification
*For indirect acting mutagens (requiring metabolic activation), adequate exposure to metabolite(s) should be demonstrated.
3:调查体外诱变的体内相关性的测试(阳性细菌诱变)
体内试验
讨论所选测试是否达到目的的论述
基因突变检测
l         对所有细菌诱变阳性,论述测定组织/器官选择的理由
Pig-a测试(血液)
l         对于直接作用突变剂(无S9时细菌诱变阳性)*
微核测定(血液或骨髓)
l         对于直接作用突变剂(S9细菌诱变阳性)和已知致畸化合物*
大鼠肝计划外DNA合成(UDS)测试
l         尤其是只有在采用S9时对细菌诱变阳性
l         已知有关肝代谢物会
n         在测试所用特种时会产生
n         减少加合物
单细胞凝胶电泳
l         需要做出论述(形成容易发生碱性反应的位置的措施的化学类别特定模式,或对DNA形成损坏时单链断裂可能会导致诱变)
l         对测试组织/器官的选择做出论述
其它
l         具有很强说服力的论述
*对于非直接作用诱变(需要代谢激活),要证明在代谢物中在充分的暴露。
Note 4 Example of linear extrapolation from the TD50
It is possible to calculate a compound-specific acceptable intake based on rodent carcinogenicity potency data such as TD50 values (doses giving a 50% tumor incidence equivalent to a cancer risk probability level of 1:2). Linear extrapolation to a probability of 1 in 100,000 (i.e., the accepted lifetime risk level used) is achieved by simply dividing the TD50 by 50,000. This procedure is similar to that employed for derivation of the TTC.
4:从TD50线性外推举例
可以根据啮齿动物致癌效应数据,例如TD50值(导致50%肿瘤发生率的给药剂量相当于患癌风险可能性水平为12)计算化合物的可接受摄入值。线性外推至可能性为十万分之一(即,所用的已接受的生命周期风险水平),简单采用TD50值除以五万(50,000)。该方法类似于TTC计算方法。
Calculation example: Ethylene oxide
TD50 values for ethylene oxide according to the Carcinogenic Potency Database are 21.3 mg/kg body weight/day (rat) and 63.7 mg/kg body weight/day (mouse). For the calculation of an acceptable intake, the lower (i.e., more conservative) value of the rat is used.
To derive a dose to cause tumors in 1 in 100,000 animals, divide by 50,000:
21.3 mg/kg ? 50,000 = 0.42 μg/kg
To derive a total human daily dose:
0.42 μg/kg/day x 50 kg body weight = 21.3 μg/person/day
Hence, a daily life-long intake of 21.3 μg ethylene oxide would correspond to a theoretical cancer risk of 10-5 and therefore be an acceptable intake when present as an impurity in a drug substance.
计算举例:环氧乙烷
根据致癌效应数据库,环氧乙烷的TD50为21.3mg/kg体重/天(大鼠)和63.7mg/kg体重/天(小鼠)。在计算可接受摄入量时,采用了较低的大鼠值(即更保守)。
计算十万分之一概率致癌剂量,将该值除以50,000:21.3mg/kg÷50,000 = 0.42μg/kg.
计算人类每日总摄入量:0.42μg/kg×50kg体重 = 21.3μg//天。
因此,永久性每日服用21.3μg环氧乙烷对应理论致癌风险为十万分之一是环氧乙烷作为药品中的杂质时可接受的摄入值。
Alternative methods and published regulatory limits for cancer risk assessment
As an alternative of using the most conservative TD50 value from rodent carcinogenicity studies irrespective of its relevance to humans, an in-depth toxicological expert assessment of the available carcinogenicity data can be done in order to initially identify the findings (species, organ, etc.) with highest relevance to human risk assessment as a basis for deriving a reference point for linear extrapolation.
Also, in order to better take into account directly the shape of the dose-response curve, a benchmark dose such as a Benchmark Dose Lower Confidence Limit 10% (BMDL10, an estimate of the lowest dose which is 95% certain to cause no more than a 10% cancer incidence in rodents) may be used instead of TD50 values as a numerical index for carcinogenic potency.
Linear extrapolation to a probability of 1 in 100,000 (i.e., the accepted lifetime risk level used) is then achieved by simply dividing the BMDL10 by 10,000.
Compound-specific acceptable intakes can also be derived from published recommended values from internationally recognized bodies such as World Health Organization (WHO, International Program on Chemical Safety [IPCS] Cancer Risk Assessment Programme) and others using the appropriate 10-5 lifetime risk level. In general, a regulatory limit that is applied should be based on the most current and scientifically supported data and/or methodology.
患癌风险评估的替代方法和已公布的法规限度
作为取代与人体无关的最保守的啮齿致癌研究TD50值,为了首先识别所发现的与人体风险评估具有最高相关性的情况(物种、器官等),可以对能获得的致癌数据由专家进行深度毒理学评估,作为计算线外推的参考点的基础。
还有,为了更好地直接考虑剂量-反应曲线形状,可以使用基准剂量,例如基准剂量可信下限10%BMDL1095%可能性会导致啮齿动物不超过10%患癌率最低剂量)来代替TD50值,作为致癌能力的量化指标。
线性外推至十万分之一发生率(即,可接受的整个寿命长度使用时的风险水平),即采用BMDL10简单除以一万得到。
特定化合物可接受摄入量也可以从国际公认组织,如世界卫生组织(WHO,化学安全国际计划【IPCS】癌症风险评估程序)公布的推荐值,以及其它使用适当的十万分之一生命时长风险水平的值来计算。一般来说,应用法规限度应采用最新的科学数据和科学方法。
Note 5 A compound-specific calculation of acceptable intakes for mutagenic impurities may be applied for mutagenic impurities (without carcinogenicity data) which are structurally similar to a chemically-defined class of known carcinogen. For example, factors that are associated with the carcinogenic potency of monofunctional alkyl chlorides have been identified (Ref. 15) and can be used to modify the safe acceptable intake of monofunctional alkyl chlorides, a group of alkyl chlorides commonly used in drug synthesis. Compared to multifunctional alkyl chlorides the monofunctional compounds are much less potent carcinogens with TD50 values ranging from 36 to 1810 mg/kg/day (n=15; epichlorohydrin with two distinctly different functional groups is excluded). A TD50 value of 36 mg/kg/day can thus be used as a still very conservative class-specific potency reference point for calculation of acceptable intakes for monofunctional alkyl chlorides. This potency level is at least ten-fold lower than the TD50 of 1.25 mg/kg/day corresponding to the default lifetime TTC (1.5 μg/day) and therefore justifies lifetime and less-than-lifetime daily intakes for monofunctional alkyl chlorides ten times the default ones.
5:对于化学结构与已知致癌物类似的诱变性杂质(没有致癌性数据),可以采用特定化合物方法来计算可接受摄入量。例如,单官能烷基氯化物作为具有诱变能力的化合物,其安全系数已有(参考文献15),该系数可以用于修正单官能烷基氯化物的安全可接受摄入量。该系列烷基化合物常见于药物合成中。与多官能烷基氯化物相比,单官能烷基氯化物的的致癌性较低,TD50值的范围在361810mg/kg/天之间(n=15,具有两个明显不同官能团的表氯醇除外)。TD5036mg/kg/天则可以被用作一个非常保守的分类参考点,来计算单官能烷基氯化物的可接摄入量。该效价水平至少比TD501.25mg/kg/天对应于默认生命时长TTC1.5μg/天)低了10倍,因此得到单官能烷基氯化物的生命时长和短于生命时长的日摄入量是默认值的10倍。
Note 6 Establishing less-than-lifetime acceptable intakes for mutagenic impurities in pharmaceuticals has precedent in the establishment of the staged TTC limits for clinical development (Ref. 16). The calculation of less-than-lifetime Acceptable Intakes (AI) is predicated on the principle of Haber’s rule, a fundamental concept in toxicology where concentration (C) x time (T) = a constant (k). Therefore, the carcinogenic effect is based on both dose and duration of exposure.
6对药品中的诱变性杂质建立短于生命周期的可接受摄入量在建立临床研发(参考文献16)阶段性TTC限度中是有先例的。该计算是根据Haber规则计算预测短于生命周期的可接受摄入量(AI)。 Haber规则是指一种基本理论,它将毒性定义为浓度(C)乘以时长(T=常数(k)。据此,诱变性效果是同时基于剂量和暴露时长。

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Figure 1: Illustration of calculated daily dose of a mutagenic impurity corresponding to a theoretical 1:100,000 cancer risk as a function of duration of treatment in comparison to the acceptable intake levels as recommended in Section 7.3.
1:图示对应理论10万分之一患癌风险所计算的诱变性杂质的日用剂量以治疗时长的函数关系与第7.3部分推荐的可接受摄入水平比较
图中:横轴为“治疗天数”,纵轴为“治疗天数内给药剂量【μg/人/天】”,实线为“根据10万分之一患癌风险计算所得剂量”,虚线为“所拟可接受剂量”,SF为“安全因 ”(计算所得和拟定剂量间的差异(最大/最小))
The solid line in Figure 1 represents the linear relationship between the amount of daily intake of a mutagenic impurity corresponding to a 10-5 cancer risk and the number of treatment days. The calculation is based on the TTC level as applied in this guideline for life-long treatment i.e., 1.5 μg per person per day using the formula:
1中的实线代表诱变杂质对应十万分之一患癌风险的日服用数量与治疗天数的线性关系。计算的依据是本指南中所应用的整个寿命长度用药(即1.5μg/人天)时TTC水平进行的,计算过程如下:
Less-than-lifetime AI = 1.5 μg x (365 days x 70 years lifetime = 25,550)
少于寿命长度AI = 1.5μg×(365天×70年寿命 = 25,550)
Total number of treatment days
治疗总天数
The calculated daily intake levels would thus be 1.5 μg for treatment duration of 70 years, 10 μg for 10 years, 100 μg for 1 year, 1270 μg for 1 month and approximately 38.3 mg as a single dose, all resulting in the same cumulative intake and therefore theoretically in the same cancer risk (1 in 100,000).
所计算的日服用水平为70年时长每天1.5μg10年为10μg1年为100μg1个月为1270μg,如果只服用一次则约为38.3mg,所有上述服用方式会得到相同的累积摄入量,因此理论上来说会导致相同的患癌风险(十万分之一)。
The dashed step-shaped curve represents the actual daily intake levels adjusted to less-than-lifetime exposure as recommended in Section 7 of this guideline for products in clinical development and marketed products. These proposed levels are in general significantly lower than the calculated values thus providing safety factors that increase with shorter treatment durations.
虚线台阶式曲线代表的是根据本指南第7部分所推荐的对于临床研发和已上市药品,针对少于寿命时长暴露情况下调整过的实际日服用水平。该拟定的摄入水平一般大大低于计算值,因此在很短期治疗时,增加其安全因子。
The proposed accepted daily intakes are also in compliance with a 10-6 cancer risk level if treatment durations are not longer than 6 months and are therefore applicable in early clinical trials with volunteers/patients where benefit has not yet been established. In this case the safety factors as shown in the upper graph would be reduced by a factor of 10.
如果治疗时长不超过6个月的话,所拟的被接受的日摄入量也符合100万分之一患癌风险水平,因此可以在其疗效未确认前应用于早期志愿者/患者临床试验。在此情况下,安全因子要从所示的值降低至十分之一。
Note 7 Table 4: Examples of clinical use scenarios with different treatment durations for applying acceptable intakes
Scenario[1]
Acceptable Intake (μg/day)
Treatment duration of ≤1 month: e.g., drugs used in emergency procedures (antidotes, anesthesia, acute ischemic stroke), actinic keratosis, treatment of lice
120
Treatment duration of > 1-12 months: e.g., anti-infective therapy with maximum up to 12 months treatment (HCV). Parenteral nutrients, prophylactic flu drugs (5 months). Peptic ulcer. Assisted Reproductive Technology (ART). Pre-tem labor. Preeclampsia, pre-surgical (hysterectomy) treatment, fracture healing (these are acute use but with long half-lives)
20
Treatment duration of >1-10 years: e.g., stage of disease with short life expectancy (severe Alzheimer’s), non-genotoxic anticancer treatment being used in a patient population with longer term survival (breast cancer, chronic myelogenous leukemia), drugs specifically labeled for less than 10 years of use, drugs administered intermittently to treat acute recurring symptoms[2](chronic Herpes, gout attacks, substance dependence such smoking cessation), macular degeneration, HIV[3]
10
Treatment duration of > 10 years to lifetime: e.g., chronic use indications with high likelihood for lifetime use across broader age range (hypertension, dyslipidemia, asthma, Alzheimer’s (except severe Alzheimer disease), hormone therapy (e.g., growth hormone, thyroid hormone, parathyroid hormone), lipodystrophy, schizophrenia, depression, psoriasis, atopic dermatitis, Chronic Obstrctive Pulmonary Disease (COPD), cystic fibrosis, seasonal and perennial allergic rhinitis
1.5
7 4:使用可接受摄入量在不同治疗时长时临床使用情景举例
情形
可接受摄入量
μg/天)
治疗时长≤1个月,例如,用于紧急程序的药品(解毒、麻醉、急性缺血性抽风),光化性角化病、除虱
120
治疗时长>1-12个月,例如,抗感染治疗,用药长达12个月(HCV)。注射营养物质、预防感冒药物(长达5个月)、胃溃疡、辅助生育技术(ART)、提前生产、先兆子痫、子宫切除术、骨折愈合(这些都是急性用途,但会伴随半生)
20
治疗时长>1-10年:例如 ,病症预期生存时长较短(严重阿尔茨海默症)、非基因毒性抗癌治疗用于较长生存期的患者人群(乳腺癌、慢性骨髓性白血病),药品特别标明使用期应短于10年,间歇服药用于治疗急性再发症状(慢性疱疹、风湿病、物质依赖症如烟瘾)、黄斑部退化、艾滋病
10
治疗时长>10年,例如可能会在不同年龄段长期使用(高血压、血脂障碍、哮喘、阿尔茨海默证明(除严重阿尔茨海默症外))、荷尔蒙治疗(例如,生长激素、甲状腺素、副甲状腺素)、脂肪代谢障碍、精神分裂症、抑郁症、银屑病、特应性皮炎、慢性阻塞性肺病、囊肿性纤维化和常年性变应性鼻炎
1.5
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GLOSSARY 术语(译文略)
Acceptable intake: 可接受摄入量
In the context of this guideline, an intake level that poses negligible cancer risk, or for serious/life-threatening indications where risk and benefit are appropriately balanced.
Acceptable limit: 可接受限度
Maximum acceptable concentration of an impurity in a drug substance or drug product derived from the acceptable intake and the daily dose of the drug.
Acceptance criterion: 可接受标准
Numerical limits, ranges, or other suitable measures for acceptance of the results of analytical procedures.
Control strategy: 控制策略
A planned set of controls, derived from current product and process understanding that ensures process performance and product quality. The controls can include parameters and attributes related to drug substance and drug product materials and components, facility and equipment operating conditions, in-process controls, finished product specifications, and the associated methods and frequency of monitoring and control.
Cumulative intake: 累积摄入量
The total intake of a substance that a person is exposed to over time.
Degradation Product: 降解产物
A molecule resulting from a chemical change in the drug molecule brought about over time and/or by the action of light, temperature, pH, water, or by reaction with an excipient and/or the immediate container/closure system.
DNA-reactive: DNA反应性
The potential to induce direct DNA damage through chemical reaction with DNA.
Expert knowledge: 专家知识
In the context of this guideline, expert knowledge can be defined as a review of pre-existing data and the use of any other relevant information to evaluate the accuracy of an in silico model prediction for mutagenicity.
Genotoxicity: 基因毒性
A broad term that refers to any deleterious change in the genetic material regardless of the mechanism by which the change is induced.
Impurity: 杂质
Any component of the drug substance or drug product that is not the drug substance or an excipient.
Mutagenic impurity: 诱变性杂质
An impurity that has been demonstrated to be mutagenic in an appropriate mutagenicity test model, e.g., bacterial mutagenicity assay.
Periodic verification testing: 周期确认测试
Also known as periodic or skip testing in ICH Q6A.
(Q)SAR and SAR:
In the context of this guideline, refers to the relationship between the molecular (sub) structure of a compound and its mutagenic activity using (Quantitative) Structure-Activity Relationships derived from experimental data.
Purge factor: 清除系数
Purge reflects the ability of a process to reduce the level of an impurity, and the purge factor is defined as the level of an impurity at an upstream point in a process divided by the level of an impurity at a downstream point in a process. Purge factors may be measured or predicted.
Structural alert: 结构警示
In the context of this guideline, a chemical grouping or molecular (sub) structure which is associated with mutagenicity.

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REFERENCES
1. International Conference on Harmonisation (2006). Q3A(R2): Impurities in New Drug Substances. : e) m1 o! ?1 \
ICH Q3A(R2):新原料药中的杂质,2006
2. International Conference on Harmonisation (2006). Q3B(R2): Impurities in New Drug Products. 1 W& J% T' l% l8 ?- f9 C* o7 h9 n
ICH Q3B(R2):新制剂中的杂质,2006
3. International Conference on Harmonisation (2009). M3(R2): Guidance on Nonclinical Safety Studies for the Conduct of Human Clinical Trials and Marketing Authorization for Pharmaceuticals.
! ]' @; u! R, ~7 X0 hICH M3(R2):药品人类临床研究和上市批准中非临床安全性研究指南,2009
4. International Conference on Harmonisation (2009). S9: Nonclinical Evaluation for Anticancer Pharmaceuticals. : @; v2 r7 |* }2 w+ v2 j
ICH S9:抗癌药物的非临床评估,2009
5. International Conference on Harmonisation (1996). Q1B: Stability Testing: Photostability Testing of New Drug Substances and Products.
( _4 r% B, t( N! i. {ICH Q1B:新原料药和新制剂中光照测试稳定性研究,1996
6. Sutter A, Amberg A, Boyer S, Brigo A, Contrera JF, Custer LL, Dobo KL, Gervais V, Glowienke S, van Gompel J, Greene N, Muster W, Nicolette J, Reddy MV, Thybaud V, Vock E, White AT, Müller L (2013). Use of in silico systems and expert knowledge for structure-based assessment of potentially mutagenic impurities. Regul Toxicol Pharmacol 2013 67:39-52. : m2 z  P* c, }( J0 ]+ F) g: a/ I% R' _
电子系统应用和根据结构对潜在诱变性杂质评估的专家知识
7. International Conference on Harmonisation (2011). Q3C(R5): Impurities: Guideline for Residual Solvents. + d1 r7 N0 d2 L" I& ^2 x# x
ICH (2011) Q3C(R5):杂质:残留溶剂指南
8. International Conference on Harmonisation (2008). Q10: Pharmaceutical Quality System. $ @) v0 V* }* j: W% Z4 E; _
ICH (2008) Q10:药物质量体系
9. International Conference on Harmonisation (2005). Q9: Quality Risk Management.
' [5 a& X/ a# O4 Z6 \ICH(2005) Q9:质量风险管理
10.            International Conference on Harmonisation (2000). Q6A: Test Procedures and Acceptance Criteria for New Drug Substances and New Drug Products: Chemical Substances. 2 h( k* W& A6 t" R. @% p
ICH (2000)Q6A:新原料药和新制剂分析方法和可接受标准:化学物质
11.            Teasdale A., Elder D., Chang S-J, Wang S, Thompson R, Benz N, Sanchez Flores I, (2013). Risk assessment of genotoxic impurities in new chemical entities: strategies to demonstrate control. Org Process Res Dev 17:221-230. 1 A  i  H4 m' Y" o8 W# t* f/ {2 _
新化学实体中基因毒性杂质的风险评估:控制证明策略,2013
12.            International Conference on Harmonisation (2012). Q11: Development and Manufacture of Drug Substances (Chemical Entities and Biotechnological/Biological Entities). - O) n& k( C& `! X, t; s
ICH (2012)Q11:原料药研发和生产(化学实体和生物技术/生物实体)
13.            International Conference on Harmonisation (2011). S2(R1): Guidance on Genotoxicity Testing and Data Interpretation for Pharmaceuticals Intended for Human Use.
: J! s- T* B. G* i" `% V: ?9 n9 oICH (2011)S2(R1): 人用药基因毒性检测和数据诠释指南
14.            Test 471. Bacterial Reverse Mutation Test OECD Guideline for Testing of Chemicals Section 4 1997 July * A! A1 ]3 l# U) K* z# s) Q
细菌回复突变试验化学检测部分OECD指南,1997
15.            Brigo, A. and Müller, L. (2011) Development of the Threshold of Toxicological Concern Concept and its Relationship to Duration of Exposure, in Genotoxic Impurities (Ed. A. Teasdale), John Wiley & Sons, Inc., Hoboken, NJ, USA. doi: 10.1002/9780470929377.ch2 2 Y9 x$ s* N3 [+ Q* m, U  Z% o
基因毒性杂质的毒理学阈值建立,及其与暴露时限的关系,2011
16.            Müller L., Mauthe R.J., Riley C.M., Andino M.M., De Antonis D., Beels C., DeGeorge J., De Knaep A.G.M., Ellison D., Fagerland J.A., Frank R., Fritschel B., Galloway S., Harpur E., Humfrey C.D.N., Jacks A.S.J., Jagota N., Mackinnon J., Mohan G., Ness D.K., O’Donovan M.R., Smith M.D., Vudathala G., Yotti L. (2006). A rationale for determining, testing, and controlling specific impurities in pharmaceuticals that possess potential for genotoxicity. Regul Toxicol Pharmacol 44:198-211.
5 a( O. E% e, I, D8 x1 T4 Z药物中具有潜在基因毒性的杂质的确定、检测和控制基本理论,2006
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APPENDICES 附录
Appendix 1: Scope Scenarios for Application of the ICH M7 Guideline
Scenario
Applies to Drug Substance
Applies to Drug Product
Comments
Registration of new drug substances and associated drug product
Yes
Yes
Primary intent of the M7 Guideline
Clinical trial applications for new drug substances and associated drug product
Yes
Yes
Primary intent of the M7 Guideline
Clinical trial applications for new drug substance for a anticancer durg per ICH S9
No
No
Out of scope of M7 Guideline
Clinical trial applications for new drug substance for an orphan drug
Yes
Yes
There may be exceptions on a case by case basis for higher impurity limits
Clinical trial application for a new drug product using an existing drug substance where there are no changes to the drug substance manufacturing process
No
Yes
Retrospective application of the M7 Guideline is not intended for marketed products unless there are changes made to the synthesis. Since no changes are made to the drug substance synthesis, the drug substance would not require reevaluation. Since the drug product is new, application of this guideline is expected.
A new formulation of an approved drug substance is filed
No
Yes
See Section 4.2
A product that is previously approved in a member region is filed for the first time in a different member region. The product is unchanged.
Yes
Yes
As there is no mutual recognition, an existing product in one member region filed for the first time in another member region would be considered a new product.
A new supplier or new site of the drug substance is registered. There are no changes to the manufacturing process used in this registered application.
No
No
As long as the synthesis of the drug substance is consistent with previously approved methods, then reevaluation of mutagenic impurity risk is not necessary. The applicant would need to demonstrate that no changes have been made to a previously approved process/ product. See Section 4.1.
An existing product (approved after the issuance of ICH M7 with higher limits based on ICH S9) associated with an advanced cancer indication is now registered for use is a non-life threatening indication
Yes
Yes
Since the patient population and acceptable cancer risk have changed, the previously approved impurity control strategy and limits will require reevaluation. See Section 4.3.
New combination product is filed that contains one new drug substance and an existing drug substance
Yes (new drug substance)
No (existing drug substance)
Yes
M7 would apply to the new drug substance. For the existing drug substance, retrospective application of M7 to existing products is not intended. For the drug product, this would classify as a new drug product so the guideline would apply to any new or higher levers of degradation products.
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附录1ICH M7指南应用范围
Scenario 情景
适用于药用物质
适用于制剂
备注
Registration of new drug substances and associated drug product
M7指南的基本意图
Clinical trial applications for new drug substances and associated drug product
M7指南的基本意图
Clinical trial applications for new drug substance for a anticancer durg per ICH S9
超出M7指南范围
Clinical trial applications for new drug substance for an orphan drug
对于较高的杂质限度,可能根据各案会有例外
Clinical trial application for a new drug product using an existing drug substance where there are no changes to the drug substance manufacturing process
M7不适用于对已上市产品进行追溯,除非对合成工艺进行了变更。如果对药用物质的合成没有做变更,药用物质则不需要进行重新评估。如果制剂是新创,则适用本指南。
A new formulation of an approved drug substance is filed
参见4.2部分
A product that is previously approved in a member region is filed for the first time in a different member region. The product is unchanged.
由于并没有互认协议,因此如果一种药品在某成员地区领域内已经存在,但在另一成员地区首次上市,则会被认为是一个新药
A new supplier or new site of the drug substance is registered. There are no changes to the manufacturing process used in this registered application.
只要药用物质的合成与之前批准的方法一致,则不需要再次对诱变性杂质风险进行评估。申报人需要证明没有变更之前已工艺/产品。参见第4.1部分。
An existing product (approved after the issuance of ICH M7 with higher limits based on ICH S9) associated with an advanced cancer indication is now registered for use is a non-life threatening indication
由于患者人群和可接受的患癌风险已变化,需要对之前已批准的杂质控制策略和限度进行再次评估。参见第4.3部分。
New combination product is filed that contains one new drug substance and an existing drug substance
(新药用物质)
(已有药用物质)
M7适用于新药用物质。对于已存在的药用物质,M7无意要求对已有制剂进行追溯。对于制剂,则会被归类为新制剂,因此指南适用于所有新的或更高水平降解产物质。

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Appendix 2:  Case Examples to Illustrate Potential Control Approaches
附录3:可以采用的控制方法举例
Case 1: Example of an Option 3 Control Strategy
An intermediate X is formed two steps away from the drug substance and impurity A is routinely detected in intermediate X. The impurity A is a stable compound and carries over to the drug substance. A spike study of the impurity A at different concentration levels in intermediate X was performed at laboratory scale. As a result of these studies, impurity A was consistently removed to less than 30% of the TTC-based limit in the drug substance even when impurity A was present at 1% in intermediate X. Since this intermediate X is formed only two steps away from the drug substance and the impurity A level in the intermediate X is relatively high, the purging ability of the process has additionally been confirmed by determination of impurity A in the drug substance in multiple pilot-scale batches and results were below 30% of the TTC-based limit. Therefore, control of the impurity A in the intermediate X with an acceptance limit of 1.0% is justified and no test is warranted for this impurity in the drug substance specification.
案例1:第3种控制策略举例
2步到原料药时,生成了中间体X,杂质A在中间体X中常规检出。杂质A是一个稳定的化合物,会被带入原料药。在实验室中,将杂质A以不同浓度加入中间体X进行加样研究,发现该杂质即使在1%的水平时,也能被持续地从原料药中去除直到根据TTC制订的限度的30%以下。由于中间体X的形成离原料药只有2步,杂质A在中间体X中的水平相对较高,因此另外又通过检测不同中试规模批次中,原料药里的杂质A水平确认了工艺清除率,获得的结果为根据TTC制订的限度的30%以下。因此,对中间体X中杂质A控制在1.0%水平是可以接受的,不需要在原料药标准中对该杂质进行检测。
Case 2: Example of an Option 3 Control Strategy: Based on Predicted Purge from a Spiking Study Using Standard Analytical Methods
A starting material Y is introduced in step 3 of a 5-step synthesis and an impurity B is routinely detected in the starting material Y at less than 0.1% using standard analytical methods. In order to determine if the 0.1% specification in the starting material is acceptable, a purge study was conducted at laboratory scale where impurity B was spiked into starting material Y with different concentration levels up to 10% and a purge factor of > 500-fold was determined across the final three processing steps. This purge factor applied to a 0.1% specification in starting material Y would result in a predicted level of impurity B in the drug substance of less than 2 ppm. As this is below the TTC-based limit of 50 ppm for this impurity in the drug substance, the 0.1% specification of impurity B in starting material Y is justified without the need for providing drug substance batch data on pilot scale or commercial scale batches.
案例2:第3种控制策略举例:根据加样研究采用标准分析方法所获得的预期清除数据
一个5步合成工艺中,起始物料Y在第3步引入,采用标准分析方法在起始物料Y中检出杂质B通常低于0.1%。为了确定0.1%的标准是否可接受,在实验室里进行了清除研究。将杂质B以不同浓度(最高10%)加入起始物料Y中,通过最后3步工艺步骤,得到清除系数>500倍。该清除系数应用于起始物料Y含杂质B0.1%时,杂质B在原料药中的期望水平低于2ppm。由于该值低于根据TTC限度计算的原料药中该杂质允许水平50ppm,因此认为起始物料Y中杂质B0.1%的质量标准是可接受的,不需要再提交中试生产数据或商业放大批数据。
Case 3: Example of an Option 2 and 4 Control Strategy: Control of Structurally Similar Mutagenic Impurities
The step 1 intermediate of a 5-step synthesis is a nitroaromatic compound that may contain low levels of impurity C, a positional isomer of the step 1 intermediate and also a nitroaromatic compound. The amount of impurity C in the step 1 intermediate has not been detected by ordinary analytical methods, but it may be present at lower levels. The step 1 intermediate is positive in the bacterial mutagenicity assay. The step 2 hydrogenation reaction results in a 99% conversion of the step 1 intermediate to the corresponding aromatic amine. This is confirmed via in-process testing. An assessment of purge of the remaining step 1 nitroaromatic intermediate was conducted and a high purge factor was predicted based on purge points in the subsequent step 3 and 4 processing steps. Purge across the step 5 processing step is not expected and a specification for the step 1 intermediate at the TTC-based limit was established at the step 4 intermediate (Option 2 control approach). The positional isomer impurity C would be expected to purge via the same purge points as the step 1 intermediate and therefore will always be much lower than the step 1 intermediate itself and therefore no testing is required and an Option 4 control strategy for impurity C can be supported without the need for any additional laboratory or pilot scale data.
案例3:第2种和第4种控制策略举例:结构相似的诱变性杂质
一个5步合成工艺中第1步中间体是一个硝基芳烃化合物,可能含有较高水平的杂质C,有一个位置异构物也是硝基芳烃化合物。第1步中间体中杂质C的量采用常规分析方法未能检出,但可能以较低水平出现。第1步中间体细菌诱变含量呈阳性。第2步加氢反应中第1步中间体转化率为99%,得到对应的芳烃胺。该转化率通过中控检测确认。对第1步硝基芳烃中间体残留的清除情况进行了评估,根据之后的第3步和第4步工艺步骤中的清除点,预期对第1步中间体有一个较高的清洁系数。未预期通过第5步工艺清除第1步中间体,因此在第4步中间体的质量标准中根据TTC限度建立了对中间体1的控制标准(第2种控制策略)。位置异构杂质C是期望通过与第1步中间体相同的清除点来清除,因此杂质C一直会保持远远低于第1步中间体的水平,不需要对其进行检测。杂质C的第4种控制策略即可由上述理论支持,不需要提交另外的实验室或中试数据。
Case 4: Example of an Option 4 Control Strategy: Highly Reactive Impurity
Thionyl chloride is a highly reactive compound that is mutagenic. This reagent is introduced in step 1 of a 5-step synthesis. At multiple points in the synthesis, significant amounts of water are used. Since thionyl chloride reacts instantaneously with water, there is no chance of any residual thionyl chloride to be present in the drug substance. An Option 4 control approach is suitable without the need for any laboratory or pilot scale data.
案例4:第4种控制策略举例:高活性杂质
氯化亚砜是一种高活性化合物,具有诱变性。该试剂在一个5步合成的第1步中使用。在合成过程中,使用了大量的水。由于氯化亚砜遇水即发生反应,因此不可能有氯化亚砜残留在原料药中。这时适用第4种控制方式,而不需要提交任何实验室或中试数据。
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Implementation of Guideline: 指南实施
Implementation of M7 is encouraged after publication; however, because of the complexity of the guideline, application of M7 is not expected prior to 18 months after ICH publication.
鼓励在M7公布后即行实施,但是,由于指南比较复杂,因此并不期望在ICH公布后18个月内能被运用。
The following exceptions to the 18 month timeline apply.
以下例外情况不需要受到18个月的限制:
1. Ames tests should be conducted according to M7 upon ICH publication. However, Ames tests conducted prior to publication of M7 need not be repeated. , o: J3 G8 o3 S5 [3 h
应根据ICH公布的M7指南进行AMES测试,但是,在M7公布前所做的AMES测试不需要重复。
2. When development programs have started phase 2b/3 clinical trials prior to publication of M7 these programs can be completed up to and including marketing application submission and approval, with the following exceptions to M7.   I6 o4 X& h  |/ M/ _/ q
如果研发项目已在M7公布之前开始2b/3期临床试验,则该项目可以继续完成直到上市许可申报和被批准,与M7要求相比:
l         No need for two QSAR assessments as outlined in Section 6.
l         不需要如第6部分所列的2QSAR评估
l         No need to comply with the scope of product impurity assessment as outlined in Section 5.
l         不需要符合第5部分所列的产品杂质评估范围
l         No need to comply with the documentation recommendations as outlined in Section 9.
l         不需要符合第9部分所列的文件记录建议
3. Given the similar challenges for development of a commercial manufacturing process, application of the aspects of M7 listed above to new marketing applications that do not include Phase 2b/3 clinical trials would not be expected until 36 months after ICH publication of M7.
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如果商业生产工艺的研发受到类似挑战,则M7在上述新的上市申报中的应用要在ICH公布M736个月后才包括2b/3期临床试验。

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[1] This table shows general examples; each example should be examined on a case-by-case basis. For example, 10 μg/day may be acceptable in cases where the life expectancy of the patient may be limited e.g., severe Alzheimer’s disease, even though the drug use could exceed 10 year duration.
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[2] Intermittent use over a period >10 years but based on calculated cumulative dose it falls under the >1-10 year category.

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[3] HIV is considered a chronic indication but resistance develops to the drugs after 5-10 years and the therapy is changed to other HIV drugs.

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地板
feibing 发表于 2014-10-10 22:58:44 | 只看该作者
好资料,感谢分享
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5#
huoli3003 发表于 2014-11-14 09:06:00 | 只看该作者
非常好的东西,感谢分享
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8#
水仔笔的微笑 发表于 2017-7-28 09:20:48 | 只看该作者
感谢楼主的分享,太用心了.
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